Meeting Details

• Date: Tuesday, February 8, 2011 @ 11 AM ET

Meeting Agenda

• Obligation Warehouse
  • Jan 07, 2011; A#7135 – Obligation Warehouse Proposed Implementation Schedule
• Legal Entity Identifier (LEI)
  • Comment Letters Submitted
    • Jan 31, 2011; Bloomberg
    • Jan 31, 2011; DTCC
    • Jan 31, 2011; GS1
    • Jan 31, 2011; Interactive Data
    • Jan 31, 2011; SIFMA
    • Jan 31, 2011; SWIFT
    • Additional Comment Letters
  • Nov 30, 2010; Office of Financial Research; Statement on Legal Entity Identification for Financial Contracts – Comments Due: Jan 31, 2011
• Universal Trade Capture
  • Jan 19, 2011; A#7145 – Service Trading Relationship Management System To Replace 9A/9B Manual Forms
  • Jan 07, 2011; A#7138 – Creation of a Universal Trade Capture Application and Automated Special Representative Facility
• DTCC/NSCC Updates
  • Jan 28, 2011; B0090-11 – DTC Rule Change SR-DTC-2011-02 relating to corporate action announcements
  • Jan 13, 2011; A#7141 – Corporate, Municipal, UIT (CMU) Real Time Trade Matching (RTTM) Web Digital Certificate Expiration
  • Jan 12, 2011; B0064-11 – MMI Survivor Options Processing Service Enhancements
  • Jan 07, 2011; A#7136 – Planned Risk Management Changes for 2011
  • Regulatory Dollar Price field on RTTM for Muni Trades
• OATS Expansion
  • FIF OATS Implementation WG: Next Meeting on Feb 8 @ 10 AM ET
• FINRA Updates
  • Dec 15, 2010; Regulatory Notice 10-62 – SEC Approval and Effective Date for New Consolidated FINRA Rule – Effective Date: Jun 17, 2011
• Cost Basis Update
  • Jan 27, 2011; CBRS001.11 – Change in Common Data Transfer System (CDTS) input end-of-day job for CBRS
  • CBRS Record Layouts Update
    • Asset Input
    • Tax Lot Input
    • Transaction MRO
• Upcoming FIF Events: Tue, Mar 22, 2011 - Navigating the Latency Roadmap - Meeting and reception hosted by Thomson Reuters
• Next Meeting Date: Tue, Mar 8 @ 11 AM ET