Short Sale Implementation - Overview

The purpose of this working group is to discuss areas/resources impacted, implementation issues and areas requiring clarification from SEC, SROs and other SIPs concerning the SEC Short Sale Rule 201.

With the implementation of Rule 201 in February 2011, FIF now tracks Short Sale Circuit Breakers via the FIF Reg SHO Price Test Tracker. The Short Sale Circuit Breaker Relevant Links Portal can be accessed here.