FIF has scheduled the next call for the FIF Short Sales / Reg SHO / Short Reporting Working Group for Monday April 29 at 3 pm ET. The Working Group will continue its review and discussion of a draft FIF letter to the SEC requesting guidance on the implementation of SEC Rule 13f-2 on Short Position and Short Activity Reporting.
POSTED Apr 29,2024
FIF has scheduled the next call for the Rule 606 Working Group for Tuesday April 30 at 12 pm ET. The Working Group will review a draft follow-up letter to FINRA relating to the implementation of FINRA Rule 6151 (centralized reporting of Rule 606(a) reports to FINRA). The Working Group will also discuss issues and questions from FIF members relating to Rule 606.
POSTED Apr 29,2024
FIF has scheduled the next call for the Rule 605 Working Group for Tuesday April 30 at 3 pm ET. The Working Group will continue its review and discussion of the changes to Rule 605 that the SEC adopted on March 6. The Working Group will review and discuss a draft FIF comment letter to the SEC relating to implementation of the changes to Rule 605.
POSTED Apr 29,2024
The next call for the CAT CAIS Working Group will be on Wednesday May 1 at 11 am ET. The next call for the CAT Transaction Reporting Working Group will be on Wednesday May 1 at 2 pm ET.
POSTED Apr 29,2024
The FIF CAT Monthly Update Working Group call for May will be on Thursday May 2 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing reporting during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.
POSTED Apr 29,2024
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