Securities Industry Association   Regulation NMS Implementation Resources   Financial Information Forum

The SIFMA/FIF Regulation NMS Implementation Working Group tracks Regulation NMS implementation at the industry level. The following links point to Regulation NMS related filings and specifications and are updated periodically and maintained on a best efforts basis. Please check the source websites (SEC, SRO, etc.) for the most current information. Please email updates for this page to fifinfo@fif.com or avlcek@sifma.org

Last updated: June 25, 2007

Key Market Participant Implementation Links

SEC SEC Spotlight on Regulation NMS
June 30 Industry Test
Self Regulatory Organizations
AMEX
BSE (BeX)
CBOE (CBSX)
CHX
ISE
NASD ADF
NASD Trade Reporting
Nasdaq
NSX
NYSE
NYSE Arca
PHLX
SIPS/NMS Plans
UTP/Nasdaq SIP
CTA/SIAC


Self Regulatory Organizations - Technical Specifications
AMEX AEMI Specifications
BSE (BeX) BeX Specifications
CBOE (CBSX) CBOE Specifications
CHX New Trading Model (NTM) Specifications
ISE FIX Specification. See also: API Specification
NASD ADF ADF Specification
NASD TRF TRF Specification
Nasdaq Nasdaq Specifications (Order Entry and Trade Reporting)
NSX NSX Specification
NYSE CMS 42.60 NYSE Specification and CMS 42.00 NYSE Specification
NYSE Arca NYSE Arca Specification
PHLX PHLX Specifications
ADF Participants - Technical Specifications (Click for NASD ADF Participant List with Additional Links)
Direct Edge Direct Edge API Specification
LavaFlow (formerly OnTrade) LavaFlow/OnTrade Specification
Track Data Track Data Specification
SIP & FIX Technical Specifications
Nasdaq SIP
SIAC
FIX Protocol Ltd. Please contact fpl@fixprotocol.org. Information is available on the Regulation Section of the FPL website.


Self Regulatory Organizations - Reg NMS Related Filings
AMEX
BSE (BeX)
CBOE (CBSX)
CHX
ISE
NASD ADF
NASD TRF
Nasdaq
NSX
NYSE
NYSE Arca
PHLX

Additional Links by Entity

SEC (Click for SEC Spotlight on Regulation NMS)
Self Regulatory Organizations
AMEX
BSE (BeX)
CBOE (CBSX)
CHX
ISE
NASD (ADF & TRF)
Nasdaq
NSX
NYSE
NYSE Arca
PHLX
SIPS/NMS Plans
UTP/Nasdaq SIP Nasdaq UTP Vendor Alerts (2006)
CTA/SIAC CTA Announcements
NMS Linkage