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Securities Industry Association  

Regulation NMS Implementation Resources

  Financial Information Forum

The SIFMA/FIF Regulation NMS Implementation Working Group tracked Regulation NMS implementation at the industry level. The following links point to Regulation NMS related filings and specifications. Please check the source websites (SEC, SRO, etc.) for the most current information.

Last updated: June 25, 2007


Reg NMS Related Filings
SEC SEC Spotlight on Regulation NMS
AMEX
BSE (BeX)
CBOE (CBSX)
CHX
ISE
NASD ADF
NASD TRF
Nasdaq
NSX
NYSE
NYSE Arca
PHLX

Additional Links by Entity

SEC (Click for SEC Spotlight on Regulation NMS)
Self Regulatory Organizations
AMEX
BSE (BeX)
CBOE (CBSX)
CHX
ISE
Nasdaq
NSX
NYSE
NYSE Arca
PHLX
SIPS/NMS Plans
NMS Linkage