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FIF Initiative Tracking

FIF maintains an initiative tracking list including key milestones and status on the following initiatives.

  • Market Data Capacity Growth
  • Short Sale Implementation
  • FINRA Consolidation
  • FINRA OATS/Trade Reporting
  • Electronic Blue Sheets
  • Large Trader Reporting System
  • Stock Circuit Breaker
  • Consolidated Audit Trail
  • Erroneous Trades
  • Market Access Rule including Sponsored Access
  • NMS Equities Symbology
  • Operations Professional Examination
  • Options Penny Pricing and New Exchanges
  • DTCC/NSCC/FICC Trade Processing Issues (Universal Trade Capture, ACATS, CBRS, DTCC Corporate Actions Re-Engineering, Obligation Warehouse, Real-Time Trade Submission, MBS CCP Pool Netting, etc.)
  • FIF Emergency Command Center Website
  • Securities Industry BCP Test
  • IRS Initiatives - Cost Basis Reporting
  • IRS Initiatives - Foreign Account Tax Compliance Act (FATCA)
  • Limit Up-Limit Down
  • Legal Entity Identifier
  • FINRA Rule 2090
FIF updates the initiatives tracking list on a best efforts basis. Please refer to source documents and websites for the most current information.

 

Current Documents

January 12, 2012 - FIF Initiatives Tracker Posted [2012-01-13]
FIF coverage of over 30 initiatives
January 12, 2012 - FIF Milestones Tracker Posted [2012-01-13]
Updated monthly FIF Milestones tracker

Archive Documents

December 12, 2011 - FIF Initiatives Tracker Posted [2011-12-14]
FIF coverage of over 30 initiatives
December 12, 2011 - FIF Milestones Tracker Posted [2011-12-14]
Updated monthly FIF Milestones tracker
November 10, 2011 - FIF Initiatives Tracker Posted [2011-11-11]
FIF coverage of over 30 initiatives
November 10, 2011 - FIF Milestones Tracker Posted [2011-11-11]
Updated monthly FIF Milestones tracker
October 17, 2011 - FIF Initiatives Tracker Posted [2011-10-17]
FIF coverage of over 30 initiatives
October 17, 2011 - FIF Milestones Tracker Posted [2011-10-17]
Updated monthly FIF Milestones tracker
September 18, 2011 - FIF Milestones Tracker Posted [2011-09-18]
Updated monthly FIF Milestones tracker
September 18, 2011 - FIF Initiatives Tracker Posted [2011-09-18]
FIF coverage of over 30 initiatives.
August 15, 2011 - FIF Initiatives Tracker Posted [2011-08-15]
FIF coverage of over 30 initiatives.
August 15, 2011 - FIF Milestones Tracker Posted [2011-08-15]
Updated monthly FIF Milestones tracker
July 14, 2011 - FIF Milestones Tracker Posted [2011-07-14]
Updated monthly FIF Milestones tracker
July 14, 2011 - FIF Initiatives Tracker Posted [2011-07-14]
FIF coverage of over 35 initiatives
Jun 20, 2011 - FIF Initiatives Tracking Update Posted [2011-06-20]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
June 20, 2011 - FIF Milestones Tracker Posted [2011-06-20]
Updated monthly FIF Milestones tracker
May 16, 2011 - FIF Initiatives Tracking Update Posted [2011-05-16]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
April 15, 2011 - FIF Initiatives Tracking Update Posted [2011-04-15]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
March 14, 2011 - FIF Initiatives Tracking Update Posted [2011-03-14]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
February 14, 2011 - FIF Initiatives Tracking Update Posted [2011-02-14]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
January 12, 2011 - FIF Initiatives Tracking Update Posted [2011-01-12]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
December 20, 2010 - FIF Initiatives Tracking Update Posted [2010-12-20]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
November 15, 2010 - FIF Initiatives Tracking Update Posted [2010-11-15]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
October 17, 2010 - FIF Initiatives Tracking Update Posted [2010-10-17]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
September 22, 2010 - FIF Initiatives Tracking Update Posted [2010-09-22]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
August 13, 2010 - FIF Initiatives Tracking Update Posted [2010-08-13]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
July 15, 2010 - FIF Initiatives Tracking Update Posted [2010-07-15]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
June 8, 2010 - FIF Initiatives Tracking Update Posted [2010-06-08]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
May 10, 2010 - FIF Initiatives Tracking Update Posted [2010-05-10]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
April 12, 2010 - FIF Initiatives Tracking Update Posted [2010-04-12]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
March 8, 2010 - FIF Initiatives Tracking Update Posted [2010-03-08]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
February 8, 2010 - FIF Initiatives Tracking Update Posted [2010-02-08]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
January 10, 2010 - FIF Initiatives Tracking Update Posted [2010-01-10]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
December 22, 2009 - FIF Initiatives Tracking Update Posted [2009-12-22]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
November 10, 2009 - FIF Initiatives Tracking Update Posted [2009-11-10]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
October 12, 2009 - FIF Initiatives Tracking Update Posted [2009-10-12]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
September 07, 2009 - FIF Initiatives Tracking Update Posted [2009-09-06]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
August 07, 2009 - FIF Initiatives Tracking Update Posted [2009-08-07]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
July 09, 2009 - FIF Initiatives Tracking Update Posted [2009-07-09]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
June 05, 2009 - FIF Initiatives Tracking Update Posted [2009-06-05]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
May 05, 2009 - FIF Initiatives Tracking Update Posted [2009-05-05]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
April 06, 2009 - FIF Initiatives Tracking Update Posted [2009-04-06]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
March 09, 2009 - FIF Initiatives Tracking Update Posted [2009-03-09]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
February 09, 2009 - FIF Initiatives Tracking Update Posted [2009-02-09]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
January 09, 2009 - FIF Initiatives Tracking Update Posted [2009-01-09]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
December 08, 2008 - FIF Initiatives Tracking Update Posted [2008-12-08]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
November 04, 2008 - FIF Initiatives Tracking Update Posted [2008-11-04]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
October 13, 2008 - FIF Initiatives Tracking Update Posted [2008-10-13]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
September 08, 2008 - FIF Initiatives Tracking Update Posted [2008-09-08]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
August 11, 2008 - FIF Initiatives Tracking Update Posted [2008-08-11]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
June 2, 2008 - FIF Initiatives Tracking Update Posted [2008-06-02]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
April 7, 2008 - FIF Initiatives Tracking Update Posted [2008-04-07]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
March 10, 2008 - FIF Initiatives Tracking Update Posted [2008-03-10]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
February 11, 2008 - FIF Initiatives Tracking Update Posted [2008-02-11]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document
January 4, 2008 - FIF Initiatives Tracking Update Posted [2008-01-04]
Summary information with milestones for FIF initiatives. Zip file includes summary document and milestones spreadsheet.
November 12, 2007 - FIF Initiatives Tracking Update Posted [2007-11-14]
Summary information with milestones for initiatives that FIF follows with status through November 12, 2007
September 10, 2007 - FIF Initiatives Tracking Update Posted [2007-09-10]
Summary information with milestones for initiatives that FIF follows with status through September 10, 2007.
August 13, 2007 - FIF Initiatives Tracking Update Posted [2007-08-13]
Summary information with milestones for initiatives that FIF follows wiht status through August 13, 2007.
July 9, 2007 - FIF Initiatives Tracking Update Posted [2007-07-09]
Updates to FIF Initiatives through July 9, 2007.
June 15, 2007 - FIF Initiatives Tracking Update Posted [2007-06-15]
Updates to FIF Initiatives through June 15, 2007.
May 8, 2007 - FIF Initiatives Tracking Update Posted [2007-05-27]
Updates on FIF Initiatives through May 13, 2007.
April 10, 2007 - FIF Initiatives Tracking Update Posted [2007-04-10]
Updates to FIF initiatives as of April 10, 2007
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