FIF Initiative Tracking
FIF maintains an initiative tracking list including key milestones and status on the following initiatives.
- Market Data Capacity Growth
- Short Sale Implementation
- FINRA Consolidation
- FINRA OATS/Trade Reporting
- Electronic Blue Sheets
- Large Trader Reporting System
- Stock Circuit Breaker
- Consolidated Audit Trail
- Erroneous Trades
- Market Access Rule including Sponsored Access
- NMS Equities Symbology
- Operations Professional Examination
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- Options Penny Pricing and New Exchanges
- DTCC/NSCC/FICC Trade Processing Issues (Universal Trade Capture, ACATS, CBRS, DTCC Corporate Actions Re-Engineering, Obligation Warehouse, Real-Time Trade Submission, MBS CCP Pool Netting, etc.)
- FIF Emergency Command Center Website
- Securities Industry BCP Test
- IRS Initiatives - Cost Basis Reporting
- IRS Initiatives - Foreign Account Tax Compliance Act (FATCA)
- Limit Up-Limit Down
- Legal Entity Identifier
- FINRA Rule 2090
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FIF updates the initiatives tracking list on a best efforts basis. Please refer to source documents and websites for the most current information.