FIF - FIF/FPL Regulatory Reporting

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FIF/FPL Regulatory Reporting Working Group

The purpose of this working group is for FIF and the FIX Protocol Ltd. (FPL) to work together in addressing transparency initiatives proposed by SEC and FINRA and promote standardization in trade reporting. If you would like to join the working group or have any thoughts on trade reporting, please email fifinfo@fif.com. The FPL web page can be accessed here

Current Documents

FIF/FPL SEC Short Sale Pre-Trade Information Flow Proposal Posted [2010-08-19]
Approved proposal describing Dissemination of Pre-Trade Short Sale Restriction Information

FIF/FPL Short Sale Exemption Reason Code Proposal Posted [2010-08-19]
Approved proposal on addition of reason code values for Short Sale Exempt on Execution and Trade messages

FPL GAP Analysis on Trade Reporting Posted [2010-03-11]
FIX Protocol GAP Analysis on Trade Reporting covering representation of TRFs in FIX

Execution Destination FIX Tags Posted [2010-02-23]
Comparison of FIX tags today providing information on execution destination

Archive Documents

FIF/FPL Short Sale Exemption Reason Code Proposal Posted [2010-09-08]
Draft Proposal on addition of reason code values for Short Sale Exempt on Execution and Trade messages

FIX Protocol Short Sale Proposal Posted [2010-06-15]
Proposal describing Dissemination of Pre-Trade Short Sale Restriction Information

Market Center Transparency Enhancement Proposal Posted [2010-02-23]
FIX Protocol Market Center Transparency Enhancement proposal covering representation of TRFs in FIX