FIF/FPL Regulatory Reporting Working Group
The purpose of this working group is for FIF and the FIX Protocol Ltd. (FPL) to work together in addressing transparency initiatives proposed by SEC and FINRA and promote standardization in trade reporting. If you would like to join the working group or have any thoughts on trade reporting, please email fifinfo@fif.com. The FPL web page can be accessed here
FIF/FPL Regulatory Reporting Meeting Agendas
Meeting Materials/Minutes
Dec 8, 2011 - FIF/FPL Regulatory Reporting Meeting Agenda Posted [2011-12-06]
Meeting Agenda including Large Trader ID and FIX, Parties Reference Data Messages and Legal Entity Identifier
Meeting Agenda including Large Trader ID and FIX, Parties Reference Data Messages and Legal Entity Identifier
June 22, 2011 - FIF/FPL Regulatory Reporting Meeting Agenda Posted [2011-06-20]
Meeting Agenda incuding OATS Expansion to NMS Stocks, OTC Product Identification Initiative, Market Access Update, FIF Front Office Agenda Items, CESR and Regulations Pending Approval
Meeting Agenda incuding OATS Expansion to NMS Stocks, OTC Product Identification Initiative, Market Access Update, FIF Front Office Agenda Items, CESR and Regulations Pending Approval
May 11, 2011 - FIF/FPL Regulatory Reporting Meeting Agenda Posted [2011-05-08]
Meeting Agenda including OATS Expansion to NMS Stocks, FIF Front OFFice Agenda ITems, CESR, FINRA TRACE and Regulations Pending Approval
Meeting Agenda including OATS Expansion to NMS Stocks, FIF Front OFFice Agenda ITems, CESR, FINRA TRACE and Regulations Pending Approval
Mar 23, 2011 - FIF/FPL Regulatory Reporting Meeting Agenda Posted [2011-03-21]
Meeting Agenda including OATS Expansion to NMS Stocks, Market Access, CESR, FINRA TRACE, Regulations Pending Approval and Additional Activities.
Meeting Agenda including OATS Expansion to NMS Stocks, Market Access, CESR, FINRA TRACE, Regulations Pending Approval and Additional Activities.
Feb 2, 2011 - FIF/FPL Regulatory Reporting Meeting Agenda Posted [2011-01-30]
Meeting Agenda containing Risk Management, Short Sale Updates, CESR, OATS Expansion, Latency, Regulations Pending Approval, IRS, FINRA TRACE, Tri-Party Repo Infrastructure Reform and Additional Activities.
Meeting Agenda containing Risk Management, Short Sale Updates, CESR, OATS Expansion, Latency, Regulations Pending Approval, IRS, FINRA TRACE, Tri-Party Repo Infrastructure Reform and Additional Activities.
Oct 27, 2010 - FIF/FPL Regulatory Reporting Meeting Agenda Posted [2010-10-25]
Meeting Agenda including Short Sale Updates, CESR, OATS Expansion, FINRA TRACE, SEC and Additional Activities.
Meeting Agenda including Short Sale Updates, CESR, OATS Expansion, FINRA TRACE, SEC and Additional Activities.
Sep 15, 2010 - FIF/FPL Regulatory Reporting Meeting Agenda Posted [2010-09-14]
Dec 9, 2009 - FIF/FPL Regulatory Reporting Meeting Agenda Posted [2009-12-09]
Current Documents
FIX Protocol Gap Analysis Proposal - v1.7 Posted [2011-09-22]
FIF/FPL SEC Short Sale Pre-Trade Information Flow Proposal Posted [2010-08-19]
Approved proposal describing Dissemination of Pre-Trade Short Sale Restriction Information
Approved proposal describing Dissemination of Pre-Trade Short Sale Restriction Information
FIF/FPL Short Sale Exemption Reason Code Proposal Posted [2010-08-19]
Approved proposal on addition of reason code values for Short Sale Exempt on Execution and Trade messages
Approved proposal on addition of reason code values for Short Sale Exempt on Execution and Trade messages
FPL GAP Analysis on Trade Reporting Posted [2010-03-11]
FIX Protocol GAP Analysis on Trade Reporting covering representation of TRFs in FIX
FIX Protocol GAP Analysis on Trade Reporting covering representation of TRFs in FIX
Execution Destination FIX Tags Posted [2010-02-23]
Comparison of FIX tags today providing information on execution destination
Comparison of FIX tags today providing information on execution destination
Archive Documents
FIF/FPL Short Sale Exemption Reason Code Proposal Posted [2010-09-08]
Draft Proposal on addition of reason code values for Short Sale Exempt on Execution and Trade messages
Draft Proposal on addition of reason code values for Short Sale Exempt on Execution and Trade messages
FIX Protocol Short Sale Proposal Posted [2010-06-15]
Proposal describing Dissemination of Pre-Trade Short Sale Restriction Information
Proposal describing Dissemination of Pre-Trade Short Sale Restriction Information
Market Center Transparency Enhancement Proposal Posted [2010-02-23]
FIX Protocol Market Center Transparency Enhancement proposal covering representation of TRFs in FIX
FIX Protocol Market Center Transparency Enhancement proposal covering representation of TRFs in FIX
fifinfo@fif.com. 212 422 8568
© 2012 FIF. 5 Hanover Square New York, NY. 10004
© 2012 FIF. 5 Hanover Square New York, NY. 10004