Comment Letters

November 18, 2011 - FIF Comment Letter to Treasury on Fixed Income Basis Reporting concerns

FIF Letter to the IRS raising concerns regarding 2013 implementation date for Fixed Income basis reporting in light of lack of final regulations and opening a dialogue to understand challenges faced by FIF member firms.

Posted Nov 19, 2011

September 16, 2011 - FIF Comment Letter to FINRA on OATS Expansion

FIF letter to FINRA regarding Testing and Production Concerns on OATS Expansion to NMS Stocks

Posted Sep 16, 2011

June 23, 2011 - FIF Comment Letter to the SEC on Short Sale Reporting Study Required by DoddFrank

FIF Comment Letter to the SEC regarding real-time position reporting and transaction reporting on Short Sale Reporting Study required by Dodd-Frank Act Section 417(a)(2)

Posted Jun 23, 2011