Comment Letters

June 22, 2011 - FIF Comment Letter to SEC on Limit Up-Limit Down

FIF Letter to the SEC regarding scope/exemptions and implementation considerations/timing on Limit Up-Limit Down

Posted Jun 22, 2011

April 15, 2011 - FIF Comment Letter to SEC on the Market Access Rule

FIF Letter to the SEC regarding implementation timing on the Market Access Rule

Posted Apr 18, 2011

March 18, 2011 - FIF Comment Letter to FINRA on Rule 5131

FIF letter to FINRA on implementation issues associated with FINRA Rule 5131 including definition of "commencement of trading", scope of the rule and implementation timing

Posted Mar 18, 2011

September 17, 2010 - FIF Comment Letter to the SEC on New OATS Route Report Requirements

FIF Letter to the SEC on Addition of Routed Price and Short Sale Exempt Identifier to OATS Route Reports

Posted Sep 24, 2010