Comment Letters

September 17, 2010 - FIF Comment Letter to the SEC on OATS Expansion

FIF Letter to the SEC regarding the expansion of OATS to all NMS Securities

Posted Sep 17, 2010

August 12, 2010 - FIF Comment Letter to the SEC on Consolidated Audit Trail

FIF Letter to the SEC regarding the proposed Consolidated Audit Trail

Posted Aug 12, 2010

July 26, 2010 - FIF Comment Letter to the SEC on Short Sale Exemptive Relief

FIF Letter to the SEC requesting exemptive relief for the facilitation of Customer or Dealer Sell Short Order as Riskless Principal when Firm's position is Net Long

Posted Jul 26, 2010

July 21, 2010 - FIF Letter to SEC on Clearly Erroneous Executions

FIF Letter to the SEC regarding Exchanges and FINRA filings on Clearly Erroneous Executions

Posted Jul 21, 2010

June 22, 2010 - FIF Letter to SEC on Large Trader Reporting System

FIF Letter to SEC regarding the proposed Large Trader Reporting System

Posted Jun 22, 2010