Comment Letters

March 3, 2010 - FIF Comment Letter to SEC and ISRA Committee on Suffix Symbology

FIF comment letter to the SEC and ISRA Committee regarding 5 character roots and suffix symbology

Posted Mar 03, 2010

February 24, 2010 - FIF Comment Letter to the SEC on Publication of Certain Aggregate Daily Trading Volume Data

FIF letter to the SEC regarding the use of a separate MPID for reporting the FINRA member firm's ATS dark pool transactions

Posted Feb 25, 2010

February 8, 2010 - FIF Comment Letter to IRS on Proposed Cost Basis Regulations

FIF Comment Letter to IRS on Proposed Basis Reporting by Securities Brokers and Basis Determination of Stock highlighting implementation issues in absence of final regulations

Posted Feb 08, 2010

November 25, 2009 - FIF Letter to Treasury

FIF Letter to Treasury on Cost Basis Requirements raising concerns about the January 2011 Implementation Timing

Posted Dec 03, 2009

November 13, 2009 - FIF Comment Letter to IRS on Cost Basis Implementation Timing Concerns

FIF Comment Letter to the IRS raising concerns regarding the current Cost Basis implementation date in light of lack of final regulations.

Posted Nov 15, 2009