Comment Letters

November 04, 2009 - FIF Letter to FINRA on Regulatory Notice 09-53

FIF Letter to FINRA regarding FINRA Regulatory Notice 09-53, Increased Margin Requirements for Leveraged ETFs and Associated Uncovered Options

Posted Nov 06, 2009

September 23, 2009 - FIF Comment Letter II to the SEC on Short Sale

FIF Letter to the SEC offering feedback on proposed Short Sale Amendments

Posted Sep 23, 2009

July 24, 2009 - FIF LOPR Comment Letter

FIF letter to ISG on LOPR addressing the implementing issues of dual submission

Posted Aug 06, 2009

June 19, 2009 - FIF Letter to the SEC on Short Sale

FIF Letter to the SEC commenting on proposed Short Sale Amendments

Posted Jun 26, 2009

May 07, 2009 - FIF Letter to SEC regarding SR–FINRA–2009–010

FIF Letter to the SEC regarding FINRA TRACE Expansion

Posted May 11, 2009