Comment Letters

April 24, 2009 - FIF Letter to FINRA and NYSE Euronext on NYSE Regulation Information Memo 09 -13 and FINRA Regulatory Notice 09 -15

FIF Letter to FINRA and NYSE Euronext Providing Feedback on NYSE Regulation Information Memo 09‐13 and FINRA Regulatory Notice 09-15 Based on Input from FIF Members

Posted Apr 27, 2009

April 07, 2009 - FIF Comment Letter II to IRS regarding Notice 2009-17

FIF Comment Letter II to the IRS offering additional feedback on IRS Notice 2009-17

Posted Apr 08, 2009

February 19, 2009 - FIF Letter to SEC regarding SR–NASDAQ–2008–104

FIF Letter to the SEC regarding implementation issues associated with the NASDAQ sponsored access proposal

Posted Mar 23, 2009

February 27, 2009 - FIF Comment Letter to IRS regarding Notice 2009-17

FIF Comment Letter to the IRS regarding new cost basis requirements added in section 403 of Energy Improvement and Extension Act of 2008.

Posted Mar 02, 2009

FIF Member Comment Letters to OCC

Zip file includes comment letters from Charles Schwab, J.P. Morgan, TD Ameritrade and UBS

Posted Jan 16, 2009