Comment Letters

January 31, 2008 - FIF/SIFMA NASDAQ Symbology Survey Findings

FIF/SIFMA NASDAQ Symbology Survey Report based on feedback from 45 firms including broker-dealers, service bureaus, market data vendors, exchanges and DTCC

Posted Jan 31, 2008

December 03, 2007 - FIF Letter to SEC regarding Rule 2231

FIF Letter to the SEC regarding NASD’s proposed Rule 2231 to add additional information to non-institutional customer confirmations for trades in TRACE-eligible securities.

Posted Dec 03, 2007

August 23, 2007 - FIF Comment on Exchange Symbology Plans

FIF comment letter to the SEC regarding implementation impact of proposed Exchange Symbology Plans.

Posted Aug 23, 2007

March 30, 2007 - SIFMA/FIF Feedback on NASD Self-Help Modifier

Feedback provided to NASD regarding implementation isssues with the Self-Help Modifier

Posted Mar 30, 2007

March 28, 2007 - FIF Comment on Nasdaq Symbology Phase 2

Comment letter sent to Nasdaq regarding implementation issues with the Comstock Suffix Symbology.

Posted Mar 28, 2007