Comment Letters

OCC Response to FIF OSI Comment Letter to OCC Board of Directors

OCC Response to FIF Comment Letter to OCC Board of Directors to Address Current OSI Concerns

Posted Dec 01, 2008

October 31, 2008 - FIF Comment Letter to OCC Board of Directors to Address Current OSI Concerns

FIF Comment Letter to OCC Board of Directors to Address Current OSI Concerns

Posted Nov 04, 2008

February 29, 2008 - FIF Letter to SEC regarding SR-FINRA-2007-12

FIF Letter to the SEC regarding the proposal to amend trade reporting rules to require related market center indicator on certain non-tape reports submitted to FINRA

Posted Feb 29, 2008

February 14, 2008 - FIF Comment Letter to SEC on the Proposed NMS Exchange Symbology Plans

FIF Comment Letter to SEC on Amendment #1 of File No. 4-534 regarding the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols.

Posted Feb 14, 2008

January 31, 2008 - FIF/SIFMA NASDAQ Symbology Survey Findings

FIF/SIFMA NASDAQ Symbology Survey Report based on feedback from 45 firms including broker-dealers, service bureaus, market data vendors, exchanges and DTCC

Posted Jan 31, 2008