Dec 13, 2011 - Back Office Meeting Agenda

The agenda for the December Multi-Client Back Office meeting is included below:

Meeting Details: 
  • When: Tuesday, December 13, 2011 @ 11 AM ET

Meeting Agenda

  • Large Trader Reporting
    • FIF Large Trader Portal
    • FIF Large Trader Reporting WG Update
  • Cost Basis Update o FIF Cost Basis WG Update
    • Dec 6, 2011: DTCC Launches Enhanced Cost Basis Reporting Service for Mutual Fund Industry
    • Nov 22, 2011: Proposed IRS Cost Basis Regulations on Debt and Options – Comment Deadline: Feb 23, 2012 
    • Nov 18, 2011: FIF Letter to the Treasury on Fixed Income Basis Reporting Concerns
    • Nov 15, 2011: CBRS FAQs – Last Updated Nov 15, 2011 o Nov 3, 2011: A#7316 – Sunsetting of Networking Matrix Levels 1 and 2
  • FATCA 
    • FIF FATCA WG – Jan 2012 Meeting
  • Universal Trade Capture
    • Dec 5, 2011: A#7332 – Modification To Universal Trade Capture When-Issued / When-Distributed Totals MRO #02080981 – Beginning Jan 20, 2012
    • Nov 29, 2011: A#7329 – Modifications To Universal Trade Capture Message
  • TRACE Updates
    • Dec 06, 2011: Availability of Test Facility Website and TRACE Corporate and Agency Debt Secure Web User Guide
    • Dec 02, 2011: TRACE Testing for Corporate and Agency Debt Trade Reporting
    • Nov 22, 2011: SR-FINRA-2011-069 – Proposed Rule Change Relating to TRACE Reporting and Dissemination of Transactions in Agency Pass-Through Mortgage-Backed Securities Traded To Be Announced
    • Nov 21, 2011: Regulatory Notice 11-53 – SEC Approves Amendments to TRACE Reporting Requirements to Conform With Requirements in the Multi Product Platform
    • Nov 17, 2011: Web API Specification for TRACE Corporate and Agency Debt
    • Nov 10, 2011: Reporting Corporate and Agency Debt to New TRACE Platform
    • Nov 04, 2011: Corporate and Agency Trade Reporting Testing for the TRAQS Platform
  • FICC Updates
    • Dec 6, 2011: SR-FICC-2008-01 – Proposed Rule Change to Allow the Mortgage-Backed Securities Division to Provide Guaranteed Settlement and Central Counterparty Services o Nov 18, 2011: GOV157.11 – Updated Machine Readable Output (MRO) Layouts & New Auto Route ID in production by 2Q 2012
    • Nov 8, 2011: MBS180.11 – Proposed Changes to the Clearing Fund Methodology and Implementation Timetable
  • Treasury Market Practices Group
    • Nov 30, 2011: TMPG Statement on Fails Charge Recommendations – Effective Date: Feb 1, 2012
    • Sep 23, 2011: Agency Debt and Agency MBS Fails Charge Trading Practice
    • Sep 23, 2011: Frequently Asked Questions: TMPG Fails Charges
    • Sep 23, 2011: Agency MBS Fails Charge Trading Practice Summary
  • OCC Updates
    • Dec 5, 2011: DDS Replay Of Real Time Trades
    • Dec 5, 2011: Reminder – Allocation Changes To Support Average Pricing CFTC Requirements
  • Additional Updates
    • Nov 30, 2011: Notice 2011-67 – MSRB Answers Frequently Asked Questions Regarding Dealer Disclosure Obligations Under Rule G-17
    • Nov 18, 2011: SR-NSCC-2011-10 – Proposed Rule Change to Amend Rules Relating to the Creation of a Service to Provide Post-Trade Information
    • Nov 7, 2011: A#7321 – NSCC Rule Filing SR-NSCC-2011-10– DTCC Trade Risk Pro
  • Next Meeting Date: Jan 10 @ 11 AM ET