Feb 14, 2012 - Back Office Meeting Agenda

The agenda for the February Back Office meeting is shown below.

Meeting Details:

  • When: Tuesday, February 14, 2012 @ 11 AM ET

Meeting Agenda: 

  • Legal Entity Identifier Update (Nathan Hahn, Director – Data Services Product Management, DTCC) 
  • Cost Basis Update 
    • Jan 27, 2012: FIF Cost Basis WG Letter 1 to IRS on Proposed Cost Basis Regulations for Debt and Options 
    • Jan 25, 2012: CBRS002.12 – Revised CBRS Record Layouts for July 2012 enhancements – effective date: Jul 27, 2012 (Lydia Midwood, Director, DTCC Clearance and Settlement) 
    • Jan 18, 2012: A#7358, A#7366 & CBRS001.12 – Automated Customer Account Transfer Service (ACATS) – Changing Processing Date In The Participant Services Environment (PSE) – effective date: May 1, 2012 
    • Jan 13, 2012: A#7356 – Elimination Of Networking Matrix Levels 1 And 2 From Automated Customer Account Transfer Service (ACATS) – effective date: Apr 23, 2012 o
    • FIF Cost Basis WG Update 
  • Large Trader Reporting 
    • Feb 28, 2012: FIF Large Trader Event in NY - hosted by Thomson Reuters 
    • Jan 26, 2012: SEC Staff Responses to FIF Questions on Large Trader Reporting 
    • Jan 25, 2012: Modified FIF Large Trader/EBS Record Layout Comment Letter o
    • FIF Large Trader Reporting WG Update 
  • OATS Update
    • Feb 1, 2012: OATS Certificate Test Environment Changes – effective date: Feb 27, 2012 
    • FIF OATS for NMS Post-Implementation Survey Report 
  • FATCA Update 
    • Feb 8, 2012: Treasury, IRS Issue Proposed Regulations for FATCA Implementation – Comments due: Apr 30, 2012 
    • Next Meeting Date: Mar 1 @ 2 PM ET 
  • FINRA TRACE Updates 
    • Feb 1, 2012: Reminder: TRACE Corporate and Agency Debt Trade Reporting to FINRA TRAQS Begins February 6, 2012 
    • Jan 25, 2012: TRACE Reminder: Processing Corporate and Agency Debt Security Master Data 
    • Jan 6, 2012: Retirement of TRACE Reference Data Secure File Transfer Protocol (SFTP) Interface 
  • OCC Updates 
    • Jan 24, 2012: Standard Monthly Expiration Processing To Move To Friday Evening – effective date: Jun 21, 2013 
    • Jan 20, 2012: Data Distribution Services (DDS) Changes – effective date: Mar 23, 2012 
  • Universal Trade Capture (UTC) 
    • Jan 31, 2012: A#7367 – Universal Trade Capture Print Image Report Changes 
    • Jan 11, 2012: A#7353 – Universal Trade Capture Output Changes For NYSE Transactions – effective date: Jan 23, 2012 
    • Jan 11, 2012: A#7354 – Modifications To Universal Trade Capture Message 
  • NSCC Updates 
    • Jan 23, 2012: A#7362 & CMU001.12 – New Regulatory Data Element Required on Municipal Bond Trades Submitted to NSCC’s Real Time Trade Matching system (RTTM) for Municipal Securities Rulemaking Board’s (MSRB) Real-Time Reporting System (RTRS) – effective date: Nov 2012 
    • Jan 12, 2012: A#7355 – FUND/SERV and Networking Enhancements – effective date: Apr 23, 2012 
  • FICC Updates 
    • Jan 23, 2012: MBS010.12 – Reminder: SPT Phase II and Decimalization Implementation – effective date: Mar 2, 2012 
  • Next Meeting Date: Mar 13 @ 11 AM ET

The agenda for the February Back Office meeting is included below. An updated Outlook invite with the new dial-in details will be sent shortly.

 

Meeting Details:

·         When: Tuesday, February 14, 2012 @ 11 AM ET

·         Where: FIF *NEW* Bridge (630) 827-6729 Passcode: 6292 534#


Meeting Agenda

·         Legal Entity Identifier Update (Nathan Hahn, Director – Data Services Product Management, DTCC)

·         Cost Basis Update

o    Jan 27, 2012: FIF Cost Basis WG Letter 1 to IRS on Proposed Cost Basis Regulations for Debt and Options

o    Jan 25, 2012: CBRS002.12 – Revised CBRS Record Layouts for July 2012 enhancements – effective date: Jul 27, 2012 (Lydia Midwood, Director, DTCC Clearance and Settlement)

o    Jan 18, 2012: A#7358, A#7366 & CBRS001.12 – Automated Customer Account Transfer Service (ACATS) – Changing Processing Date In The Participant Services Environment (PSE) – effective date: May 1, 2012

o    Jan 13, 2012: A#7356 – Elimination Of Networking Matrix Levels 1 And 2 From Automated Customer Account Transfer Service (ACATS) – effective date: Apr 23, 2012

o    FIF Cost Basis WG Update

·         Large Trader Reporting

o    Feb 28, 2012: FIF Large Trader Event in NY - hosted by Thomson Reuters

o    Jan 26, 2012: SEC Staff Responses to FIF Questions on Large Trader Reporting

o    Jan 25, 2012: Modified FIF Large Trader/EBS Record Layout Comment Letter

o    FIF Large Trader Reporting WG Update

·         OATS Update

o    Feb 1, 2012: OATS Certificate Test Environment Changes – effective date: Feb 27, 2012

o    FIF OATS for NMS Post-Implementation Survey Report

·         FATCA Update

o    Feb 8, 2012: Treasury, IRS Issue Proposed Regulations for FATCA Implementation – Comments due: Apr 30, 2012

o    Next Meeting Date: Mar 1 @ 2 PM ET

·         FINRA TRACE Updates

o    Feb 1, 2012: Reminder: TRACE Corporate and Agency Debt Trade Reporting to FINRA TRAQS Begins February 6, 2012

o    Jan 25, 2012: TRACE Reminder: Processing Corporate and Agency Debt Security Master Data

o    Jan 6, 2012: Retirement of TRACE Reference Data Secure File Transfer Protocol (SFTP) Interface

·         OCC Updates

o    Jan 24, 2012: Standard Monthly Expiration Processing To Move To Friday Evening – effective date: Jun 21, 2013

o    Jan 20, 2012: Data Distribution Services (DDS) Changes – effective date: Mar 23, 2012

·         Universal Trade Capture (UTC)

o    Jan 31, 2012: A#7367 – Universal Trade Capture Print Image Report Changes

o    Jan 11, 2012: A#7353 – Universal Trade Capture Output Changes For NYSE Transactions – effective date: Jan 23, 2012

o    Jan 11, 2012: A#7354 – Modifications To Universal Trade Capture Message

·         NSCC Updates

o    Jan 23, 2012: A#7362 & CMU001.12 – New Regulatory Data Element Required on Municipal Bond Trades Submitted to NSCC’s Real Time Trade Matching system (RTTM) for Municipal Securities Rulemaking Board’s (MSRB) Real-Time Reporting System (RTRS) – effective date: Nov 2012

o    Jan 12, 2012: A#7355 – FUND/SERV and Networking Enhancements – effective date: Apr 23, 2012

·         FICC Updates

o    Jan 23, 2012: MBS010.12 – Reminder: SPT Phase II and Decimalization Implementation – effective date: Mar 2, 2012

·         Next Meeting Date: Mar 13 @ 11 AM ET