Feb 14, 2012 - Back Office Meeting Agenda
The agenda for the February Back Office meeting is shown below.Meeting Details:
- When: Tuesday, February 14, 2012 @ 11 AM ET
Meeting Agenda:
- Legal Entity Identifier Update (Nathan Hahn, Director – Data Services Product Management, DTCC)
- Cost Basis Update
- Jan 27, 2012: FIF Cost Basis WG Letter 1 to IRS on Proposed Cost Basis Regulations for Debt and Options
- Jan 25, 2012: CBRS002.12 – Revised CBRS Record Layouts for July 2012 enhancements – effective date: Jul 27, 2012 (Lydia Midwood, Director, DTCC Clearance and Settlement)
- Jan 18, 2012: A#7358, A#7366 & CBRS001.12 – Automated Customer Account Transfer Service (ACATS) – Changing Processing Date In The Participant Services Environment (PSE) – effective date: May 1, 2012
- Jan 13, 2012: A#7356 – Elimination Of Networking Matrix Levels 1 And 2 From Automated Customer Account Transfer Service (ACATS) – effective date: Apr 23, 2012 o
- FIF Cost Basis WG Update
- Large Trader Reporting
- Feb 28, 2012: FIF Large Trader Event in NY - hosted by Thomson Reuters
- Jan 26, 2012: SEC Staff Responses to FIF Questions on Large Trader Reporting
- Jan 25, 2012: Modified FIF Large Trader/EBS Record Layout Comment Letter o
- FIF Large Trader Reporting WG Update
- OATS Update
- Feb 1, 2012: OATS Certificate Test Environment Changes – effective date: Feb 27, 2012
- FIF OATS for NMS Post-Implementation Survey Report
- FATCA Update
- Feb 8, 2012: Treasury, IRS Issue Proposed Regulations for FATCA Implementation – Comments due: Apr 30, 2012
- Next Meeting Date: Mar 1 @ 2 PM ET
- FINRA TRACE Updates
- Feb 1, 2012: Reminder: TRACE Corporate and Agency Debt Trade Reporting to FINRA TRAQS Begins February 6, 2012
- Jan 25, 2012: TRACE Reminder: Processing Corporate and Agency Debt Security Master Data
- Jan 6, 2012: Retirement of TRACE Reference Data Secure File Transfer Protocol (SFTP) Interface
- OCC Updates
- Jan 24, 2012: Standard Monthly Expiration Processing To Move To Friday Evening – effective date: Jun 21, 2013
- Jan 20, 2012: Data Distribution Services (DDS) Changes – effective date: Mar 23, 2012
- Universal Trade Capture (UTC)
- Jan 31, 2012: A#7367 – Universal Trade Capture Print Image Report Changes
- Jan 11, 2012: A#7353 – Universal Trade Capture Output Changes For NYSE Transactions – effective date: Jan 23, 2012
- Jan 11, 2012: A#7354 – Modifications To Universal Trade Capture Message
- NSCC Updates
- Jan 23, 2012: A#7362 & CMU001.12 – New Regulatory Data Element Required on Municipal Bond Trades Submitted to NSCC’s Real Time Trade Matching system (RTTM) for Municipal Securities Rulemaking Board’s (MSRB) Real-Time Reporting System (RTRS) – effective date: Nov 2012
- Jan 12, 2012: A#7355 – FUND/SERV and Networking Enhancements – effective date: Apr 23, 2012
- FICC Updates
- Jan 23, 2012: MBS010.12 – Reminder: SPT Phase II and Decimalization Implementation – effective date: Mar 2, 2012
- Next Meeting Date: Mar 13 @ 11 AM ET
The agenda for the February Back Office meeting is included below. An updated Outlook invite with the new dial-in details will be sent shortly.
Meeting Details:
· When: Tuesday, February 14, 2012 @ 11 AM ET
· Where: FIF *NEW* Bridge (630) 827-6729 Passcode: 6292 534#
Meeting Agenda
· Legal Entity Identifier Update (Nathan Hahn, Director – Data Services Product Management, DTCC)
· Cost Basis Update
o Jan 27, 2012: FIF Cost Basis WG Letter 1 to IRS on Proposed Cost Basis Regulations for Debt and Options
o Jan 25, 2012: CBRS002.12 – Revised CBRS Record Layouts for July 2012 enhancements – effective date: Jul 27, 2012 (Lydia Midwood, Director, DTCC Clearance and Settlement)
o Jan 18, 2012: A#7358, A#7366 & CBRS001.12 – Automated Customer Account Transfer Service (ACATS) – Changing Processing Date In The Participant Services Environment (PSE) – effective date: May 1, 2012
o Jan 13, 2012: A#7356 – Elimination Of Networking Matrix Levels 1 And 2 From Automated Customer Account Transfer Service (ACATS) – effective date: Apr 23, 2012
o FIF Cost Basis WG Update
· Large Trader Reporting
o Feb 28, 2012: FIF Large Trader Event in NY - hosted by Thomson Reuters
o Jan 26, 2012: SEC Staff Responses to FIF Questions on Large Trader Reporting
o Jan 25, 2012: Modified FIF Large Trader/EBS Record Layout Comment Letter
o FIF Large Trader Reporting WG Update
· OATS Update
o Feb 1, 2012: OATS Certificate Test Environment Changes – effective date: Feb 27, 2012
o FIF OATS for NMS Post-Implementation Survey Report
· FATCA Update
o Feb 8, 2012: Treasury, IRS Issue Proposed Regulations for FATCA Implementation – Comments due: Apr 30, 2012
o Next Meeting Date: Mar 1 @ 2 PM ET
· FINRA TRACE Updates
o Feb 1, 2012: Reminder: TRACE Corporate and Agency Debt Trade Reporting to FINRA TRAQS Begins February 6, 2012
o Jan 25, 2012: TRACE Reminder: Processing Corporate and Agency Debt Security Master Data
o Jan 6, 2012: Retirement of TRACE Reference Data Secure File Transfer Protocol (SFTP) Interface
· OCC Updates
o Jan 24, 2012: Standard Monthly Expiration Processing To Move To Friday Evening – effective date: Jun 21, 2013
o Jan 20, 2012: Data Distribution Services (DDS) Changes – effective date: Mar 23, 2012
· Universal Trade Capture (UTC)
o Jan 31, 2012: A#7367 – Universal Trade Capture Print Image Report Changes
o Jan 11, 2012: A#7353 – Universal Trade Capture Output Changes For NYSE Transactions – effective date: Jan 23, 2012
o Jan 11, 2012: A#7354 – Modifications To Universal Trade Capture Message
· NSCC Updates
o Jan 23, 2012: A#7362 & CMU001.12 – New Regulatory Data Element Required on Municipal Bond Trades Submitted to NSCC’s Real Time Trade Matching system (RTTM) for Municipal Securities Rulemaking Board’s (MSRB) Real-Time Reporting System (RTRS) – effective date: Nov 2012
o Jan 12, 2012: A#7355 – FUND/SERV and Networking Enhancements – effective date: Apr 23, 2012
· FICC Updates
o Jan 23, 2012: MBS010.12 – Reminder: SPT Phase II and Decimalization Implementation – effective date: Mar 2, 2012
· Next Meeting Date: Mar 13 @ 11 AM ET