Mar 13, 2012 - Back Office Meeting Agenda

The agenda for the March Back Office meeting is shown below.

Meeting Details: 
  • When: Tuesday, March 13, 2012 @ 11 AM ET

Meeting Agenda:

  • OCC Updates 
    • Jan 24, 2012: Standard Monthly Expiration Processing To Move To Friday Evening – effective date: Jun 21, 2013 – Dave Harrison, OCC 
    • FIF LOPR A/O Trading Survey •
  • Large Trader Reporting o FIF Large Trader Reporting WG Update 
  • Consolidated Audit Trail 
    • Mar 2, 2012: FIF Letter to the SEC on Consolidated Audit Trail 
  • Cost Basis Update o Mar 16: IRS Open Hearing – Cost Basis Regulations on Debt and Options 
    • Feb 23, 2012: FIF Cost Basis WG Letter II to IRS on Proposed Cost Basis Regulations for Debt and Options - View Additional Comment Letters 
    • Jan 25, 2012: CBRS002.12 – Revised CBRS Record Layouts for July 2012 enhancements – Effective: Jul 27, 2012 
    • Jan 18, 2012: A#7358, A#7366 & CBRS001.12 – Automated Customer Account Transfer Service (ACATS) – Changing Processing Date In The Participant Services Environment (PSE) – Effective: May 1, 2012
    • Jan 13, 2012: A#7356 – Elimination Of Networking Matrix Levels 1 And 2 From Automated Customer Account Transfer Service (ACATS) – Effective: Apr 23, 2012 
    • FIF Cost Basis WG Update 
  • TRACE Updates 
    • Mar 2, 2012: BTDS Bandwidth Modification – Effective: Apr 2, 2012 
    • Feb 28, 2012: SR-FINRA-2012-016 – Proposed Rule Change Relating to Exemption from Reporting Obligation under TRACE Trade Reporting Rules for Certain Alternative Trading Systems 
  • ACATS Updates 
    • Feb 15, 2012: A#7379 – Elimination of ACATS Default Pricing – Effective: Jun 22, 2012 
  • Universal Trade Capture Updates 
    • Feb 24, 2012: A#7383 – Universal Trade Capture Exchange Testing And Implementation 
  • NSCC/DTC Updates 
    • Feb 24, 2012: 0264-12 – The Settlement Web 
    • Feb 17, 2012: A#7380 – Launch of DTCC Trade Risk Pro – Mar 15, 2012 
    • Feb 8, 2012: A#7376 – Security Symbol Enhancements – Fund/SERV – Effective: May 21, 2012 
  • FICC Updates 
    • Feb 24, 2012: GOV021.12 – “REMINDER” Updated Machine Readable Output (MRO)Layouts & New Auto Route IDs – Effective: Apr 16, 2012 
  • DTCC Corporate Actions 
    • February 2012: Product Migration Guide for Adoption of ISO 20022 Messaging 
    • Feb 29, 2012: ISO 20022 Message Specifications for Announcements - Standards Release 2011 (Updated February 29,2012) – Production Deployment: Nov 2012 
  • Tri-Party Repo Update 
    • Feb 15, 2012: Tri-Party Repo Infrastructure Reform Task Force Releases Final Report 
    • Feb 15, 2012: Tri-Party Repo Task Force Final Report 
  • FIF FATCA WG Update 
    • Next Meeting Date: Mar 19 @ 2 PM ET 
  • Additional Updates 
    • Jul 29, 2011: IOSCO Initiative 
  • Next Meeting Date: Apr 10 @ 11 AM ET