Apr 9, 2013 - Back Office Meeting Agenda

Meeting Agenda

  • DTCC Updates
    • NSCC Updates
      • Apr 04, 2013: A7613 - Obligation Warehouse Phase II Enhancements Release Reminder (see attached)
      • Mar 28, 2013: A7609 – Exchange Traded Funds Impact On May 9, 2013
      • Mar 19, 2013: A7604 – Decommissioning Legacy (CORR, OTC, NYSE, RIO) Equity Trade Capture Output – Scheduled For July 12, 2013
      • Mar 19, 2013: A7603 – NSCC Anonymity Reporting
      • Mar 12, 2013: A7601 – Rule Filing SR-NSCC-2013-01 – Rules Revisions Relating to Bilateral Offset and Net of Special Trades and Balance Order Pricing
      • Mar 08, 2013: A7600 – Obligation Warehouse Phase II Enhancements Release Date Changed To May 2, 2013
      • Feb 15, 2013: A7587 – Additional Currencies To Mutual Fund Profile Service I – Price And Rate – Effective: May 24, 2013
      • Jan 25, 2013: A7573 – Exchange Traded Funds Participant Testing Begins Mar 11, 2013 – Implementation Date: May 9, 2013
    • CBRS Updates
      • March 2013: Updated CBRS User Guide
    • Upcoming DTCC Initiatives
      • Mar 11, 2013: DTCC Introduces Settlement Matching To Reduce Risk And Boost Intraday Settlement Finality
      • Feb 01, 2013: DTCC Corporate Actions Reengineering Initiative – Updated Timeline
      • Dec 21, 2012: A7556 – Requirements For The CNS ACATS And DTC Settling Assets Project – Tentative Production Date – Mar 2014
  • OCC Options Expiration Friday Update
  • Legal Entity Identifier
    • Mar 21, 2013: Practical Guide for CICI Registration and Certification for Funds, Asset Managers and Fund Administrators
    • Mar 11, 2013: CICI Guidance on Registration and Certification
    • Feb 21, 2013: Office of Financial Research Publishes LEI FAQs
    • Feb 06, 2013: CICI Guidance on Registration and Certification - OTC Derivatives
  • MSRB Updates
    • Mar 15, 2013: FIF Comment Letter to MSRB on Notice 2013-02
  • LOPR Updates
    • Mar 04, 2013: LOPR As-Of Trades FAQ Update
  • FINRA TRACE
    • Mar 25, 2013: TRACE MBS Specified Pool and SBA-Backed ABS Information
    • Mar 19, 2013: FINRA Will Begin Disseminating MBS Specified Pool Transactions and SBA-Backed ABS July 22, 2013
  • Treasury Market Practices Group
    • Apr 01, 2013: Agency Debt and Agency MBS Fails Charge Trading Practice
    • Apr 01, 2013: FAQ: TMPG Fails Charges
    • Mar 27, 2013: TMPG Releases Updates to Agency MBS Margining Recommendation
    • Mar 01, 2013: TMPG Revises Agency MBS Fails Charge Trading Practice
  • Federal Reserve Updates
    • Treasury International Capital (TIC)
      • Revisions of TIC forms – Effective Date: Sep 2013
  • FIF Working Group Updates 
    • Consolidated Audit Trail WG - Sign up for CAT Alerts
      • FIF CAT Relevant Links Portal
      • Apr 02, 2013: FIF - SEC April 18 CAT Discussion - Proposed Topics 
      • Next Meeting Date: Apr 9 @ 4PM ET
    • Large Trader Reporting WG - Sign up for Large Trader Alerts
      • Large Trader Extended to Nov 1, 2013
    • Market Stability / Regulation SCI - Sign up for Market Stability / Reg SCI Alerts
      • Apr 08, 2013: FIF Summary of Proposed Regulation SCI 
      • Next Meeting Date: Apr 19 @ 1PM ET
      • Mar 08, 2013: Proposed Regulation Systems Compliance and Integrity - Comments Due: May 24, 2013
      • Mar 07, 2013: SEC Proposes Rules to Improve Systems Compliance and Integrity
    • Reg E Remittance Transfer WG
    • FATCA WG
  • FIF Monthly Reports
    • Initiatives Tracker – Sign up for Initiatives Tracking Report Alerts
    • Milestones Tracker
  • Next Meeting Date: May 14 @ 11 AM ET