Committees
- Back Office
- Data & Technology
- Overview
- Member Resources
- Front Office
May 14, 2013 - Back Office Meeting Agenda
Meeting Agenda
- OCC – Dave Harrison
- May 3, 2013: BOX approved for Jumbo Options
- Friday Expiration Update
- LOPR Updates
- Apr 15, 2013: LOPR FAQ Update
- No update on As-Of Trade processing
- Apr 15, 2013: LOPR FAQ Update
- DTCC Updates, Marc Vercruysse
- NSCC Updates
- Apr 30, 2013: A7627 – Rule Filing SR-NSCC-2013-05 - Real Time Trade Submission
- Apr 22, 2013: A7623 – Rule change in connection with FATCA Implementation
- Apr 08, 2013: A7616 – Elimination of ID Offset
- Mar 28, 2013: A7609 – Exchange Traded Funds Impact On May 9, 2013
- Mar 19, 2013: A7604 – Decommissioning Legacy (CORR, OTC, NYSE, RIO) Equity Trade Capture Output – Scheduled For July 12, 2013
- Feb 15, 2013: A7587 – Additional Currencies To Mutual Fund Profile Service I – Price And Rate – Effective: May 24, 2013
- Jan 25, 2013: A7573 – Exchange Traded Funds Participant Testing Begins Mar 11, 2013 – Implementation Date: May 9, 2013
- Upcoming DTCC Initiatives
- Mar 11, 2013: DTCC Introduces Settlement Matching To Reduce Risk And Boost Intraday Settlement Finality
- Feb 01, 2013: DTCC Corporate Actions Reengineering Initiative – Updated Timeline
- Dec 21, 2012: A7556 – Requirements For The CNS ACATS And DTC Settling Assets Project – Tentative Production Date – Mar 2014
- TBD – Shortened Settlement Cycle
- NSCC Updates
- MSRB Updates
- May 1, 2013: Request for Comment on Proposed Sophisticated Municipal Market Professional Rules
- Treasury Market Practices Group
- Apr 19, 2013: TMPG Proposed Market Practice Recommendations to Support More Timely Trade Confirmation in the Tri-Party Repo Market
- Federal Reserve Updates
- Treasury International Capital (TIC)
- Apr 25, 2013: Revisions of TIC forms – Effective Date: Dec 2013
- Treasury International Capital (TIC)
- FIF Working Group Updates
- Consolidated Audit Trail WG - Sign up for CAT Alerts
- FIF CAT Relevant Links Portal
- Apr 19, 2013: Presentation from FIF CAT WG Meeting with SEC
- Apr 19, 2013: FIF SEC Meeting Notes
- Next Meeting Date: May 21 @ 10am ET
- Large Trader Reporting WG - Sign up for Large Trader Alerts
- Large Trader Extended to Nov 1, 2013
- Market Stability / Regulation SCI - Sign up for Market Stability / Reg SCI Alerts
- Next Meeting Date: May 17 @ 1PM ET
- May 07, 2013: FIF Comment Letter requesting extension of comment period
- Apr 8, 2013: FIF Summary of Proposed Regulation SCI
- Mar 08, 2013: Proposed Regulation Systems Compliance and Integrity - Comments Due: May 24, 2013
- Mar 07, 2013: SEC Proposes Rules to Improve Systems Compliance and Integrity
- Reg E Remittance Transfer WG (Roger Burchard, UBS)
- Apr 30, 2013: Final rule for Remittances Transfer (Reg E) published
- FATCA WG (Elizabeth DiNicola, Broadridge)
- Apr 25, 2013: FATCA Information for Financial Institutions updated
- Cost Basis (Elizabeth DiNicola, Broadridge) – Sign up for Cost Basis Alerts
- Next Meeting Date: May 17 @ 11AM ET
- Apr 18, 2013: Cost Basis Final Regs for Debt Instruments and Options published
- Consolidated Audit Trail WG - Sign up for CAT Alerts
- FIF Monthly Reports
- Sign up for Report Alerts
- May 2013 Initiatives Tracker
- May 2013 Milestones Tracker
- Next Meeting Date: Jun 11 @ 11 AM ET
- Next FIF Quarterly Event: Jun 18 4:45 – 8pm ET