September 9, 2014 - Back Office Meeting Agenda

Meeting Agenda

    • DTCC Updates
      • NSCC Updates
        • Aug 19, 2014: Trade Clearance Input Concept Paper
        • Aug 22, 2014: A7887 - Implementation of Var Model Enhancement & Elimination of ID Offset - Phase Two
        • Aug 19, 2014: A7886 - Closure of Legacy Over the Counter Trade Capture Input Files
        • Aug 18, 2014: A7885 - DTCC Payment Axis Invoicing Enhancements
      • DTC Updates
        • Aug 27, 2014: B1572-14 - Settlement Matching - Progress to Date and Next Steps. See Also B1505-14 - Settlement Matching - Phase 3 Reminder
        • Aug 25, 2014: B1476-14 - Retirement of PTS/PBS Functions for Corporate Actions Distribution Events Beginning in October
        • Aug 22, 2014: B1545-14 - Impact of OFAC Sectoral Sanctions on DTC-Eligible Issues
        • Aug 11, 2014: B1496-14 - Approval of Rule Filing SR-DTC-2014-08 - Transfer of NIIDS to Non-Clearing Affiliate
      • FICC Updates
        • Aug 11, 2014: GOV054-14 - Submission of Amendment No. 1 to Advance Notice Filing SR-FICC-2014-801 - GSD's Inclusion of GCF Repo Positions in its Intraday Participant Clearing Fund Requirement Calculation, and its hourly internal Surveillance Cycles
    • FINRA TRACE Updates
      • Aug 22, 2014: Regulatory Notice 14-34 - SEC Approves Amendments to Disseminate Additional Asset-Backed Securities Transactions and to Reduce the Reporting Time for Such Transactions. See Also the Amended Rule
    • MSRB Updates
      • Sept 2, 2014: SR-MSRB-2014-07 - Notice of Filing of a Proposed Rule Change Consisting of Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions with Sophisticated Municipal Market Professionals ("SMMP"), and Rule D-15, on the Definition of SMMP
      • Aug 13, 2014: SR-MSRB-2014-14 - Request for Comment on Enhancements to Post-Trade Transaction Data Disseminated Through a New Central Transparency Platform - Comment Deadline: September 26, 2014
      • Next Meeting Date to Discuss FIF Comment Letter: Thursday, September 11th @ 10:00 AM ET
    • Options Updates
      • Aug 21, 2014: 35154 - DDS On-Demand Position Enhancement
      • Aug 11, 2014: 35087 - Net Long Exercise Policy - Update
      • July 14, 2014: 34931 - Reminder: DDS In-Concert LOPR Snapshot Enhancement
    • FIF Working Group Updates - Sign up for any FIF Working Group
      • CARDS WG
        • Next Meeting Date: Thursday, October 16th @ 11:00 AM ET
        • See Regulatory Notice 13-42 and Comment Letters here
      • Consolidated Audit Trail WG
        • DAG Update
        • FIF CAT WG Meetings with Bidders
        • FIF CAT WG Meeting - Proposed Optimal Solution Recommendation: Thursday, September 11th @ 3:00 PM ET
      • Money Market Reform WG
        • Aug 27, 2014: FIF Money Market Reform WG Discussion Document
        • Money Market Reform Relevant Links
        • Next Meeting Date: Wednesday, September 24th @ 11:00 AM ET
      • Reg E WG
        • Electronic Fund Transfers (Regulation E) - Temporary Exemption Extended. See Final Rule
      • Cost Basis WG
        • Next Meeting Date: Thursday, October 9th @ 11:00 AM ET
  • FIF Regulatory Initiatives Tracking Summary Excerpt - September 2014 Milestones
  • FIF Monthly Reports
    • FIF Market Share Report
    • FIF Market Dynamics Report
    • Market Share Executive Summary
    • Market Dynamics Executive Summary

Next Meeting Date: Tuesday, October 14th @ 11 AM ET