Committees
- Back Office
- Data & Technology
- Overview
- Member Resources
- Front Office
March 10, 2015 - Back Office Meeting Agenda
Meeting Agenda
- DTCC Updates
- NSCC Updates
- Mar 6, 2015: A7994 - DTCC Limit Monitoring Enhancements - March 2015
- Feb 20, 2015: A7985 - Consolidated Trade Summary Re-Write Customer Business Requirements
- Feb 12, 2015: A7982 - NSCC Settlement Eligibility for T+1 Settlement Cycle Corporate Bond, Municipal Bond, UIT (CMU) Real Time Trade Matching (RTTM) Trades
- FICC Updates
- Feb 24, 2015: MBS030-15 - May 18, 2015 Capped Contingency Liquidity Facility ("CCLF®") Test
- DTC Updates
- Mar 6, 2015: B0322-15 - Enhancements to Corporate Actions Web (CA Web) Screens Will Take Effect on March 13, 2015
- Mar 3, 2015: B0294-15 - Reminder - Spinoffs Increasing Memo Segregation for Option 1 Clients
- Mar 3, 2015: B0293-15 - Historical Settlement Dates on Deliver Orders - Revised
- Feb 25, 2015: B0242-15 - Reminder - Settlement Matching Phase 4
- Feb 24, 2015: SR-DTC-2015-01 - Notice of Filing of Proposed Rule Change to Discontinue the Prospectus Repository System Service
- Meeting with DTCC/FINRA on Real-Time Clearing: Friday, March 20th, 2015 @ 10 AM ET
- NSCC Updates
- TRACE
- ATS Reporting
- Feb 20, 2015: Fixed Income TRACE ATS Identifiers
- FIF/FIX Regulatory Reporting Working Group Update
- Technical Changes
- Mar 3, 2015: P602504 - Revised Date - TRACE ABS Dissemination and Related Reporting and Data Feed Changes. See also FIF TRACE ABS Delay Request Sent to FINRA
- Feb 26, 2015: Revised TRACE New Issue Form Notice
- Feb 23, 2015: Reminder - TRACE Reference Data Changes
- Feb 17, 2015: Testing Debt Type Code
- Feb 9, 2015: Regulatory Notice 15-04 - FINRA Requests Comment on a Proposal to Disseminate Additional Securitized Products and to Reduce the Reporting Time Frame for These Products
- ATS Reporting
- Treasury Updates
- Jan 7, 2015: Qualified Financial Contracts Recordkeeping Related to Orderly Liquidation Authority
- Extended Trading Hours Updates
- Mar 2, 2015: RG15-033 - Additional Extended Trading Hours Session Testing
- Feb 27, 2015: RG15-032 - Give Up of Clearing Trading Permit Holders for Extended Trading Hours
- Feb 26, 2015: RG15-029 - Operational Settings for Extended Trading Hours Session - Updated
- Feb 23, 2015: OCC Memo 36283 - Reminder - Extended Trading Hours For Futures and Options Markets
- Feb 19, 2015: OCC Memo 36255 - FIXML Conversion Extension
- Feb 12, 2015: SR-OCC-2014-24 - Order Approving Proposed Rule Change Concerning Extended and Overnight Trading Sessions. See also 34-74268 and 34-73907.
- FIF Working Group Updates - Sign up for any FIF Working GroupFIF Regulatory Initiatives Tracking Summary
- Cost Basis WG
- Next Meeting Date: Thursday, March 5th, 2015 @ 11:00 AM EST
- Market Stability/Reg SCI WG
- Recap of OCIE Update on Cybersecurity
- SEC Staff Response to Initial FIF Questions
- FINRA CARDS WG
- Senator Crapo Letter on FINRA CARDS
- Comment Letters Submitted to FINRA on CARDS
- Consolidated Audit Trail WG
- Updated Clock Sync Survey Results
- Exemptive Relief Requests
- Amended and Restated Consolidated Audit Trail National Market System Plan (CAT NMS Plan) Submission
- Cost Basis WG
- FIF Regulatory Initiatives Tracking Summary
- FIF Monthly Reports
- FIF Market Share Report
- FIF Market Dynamics Report
- Market Share Executive Summary
- Market Dynamics Executive Summary
- Thursday, March 26th, 2015: FIF 2015 Consolidated Audit Trail Event Sponsored by BNP Paribas