April 9, 2015 - Back Office Meeting Agenda

Meeting Agenda 

  • DTCC Updates
    • Update on T+2 Industry Initiative
    • NSCC Updates
      • Mar 26, 2015: A8007 - ACATS Settling Location and Reason Modification
      • Mar 19, 2015: A8000 - DTCC Limit Monitoring Enhancements - MRO Output Updates
      • Mar 11, 2015: A7996 - Correspondent Clearing - High Value Validation 
    • DTC Updates
      • Mar 25, 2015: B0355-15 - Retirement of PTS/PBS Functions for Corporate Actions Distributions and Handling of "In Flight" EDS Events
      • Mar 12, 2015: SR-DTC-2015-02 - Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Revisions to the DTC Settlement Service Guide
    • Recap of DTCC/FINRA on Real-Time Clearing
  • TRACE 
    • TRACE Updates
      • Revised Date - June 1st, 2015 - TRACE ABS Dissemination and Related Reporting and Data Feed Changes. See also FIF TRACE ABS Delay Request Sent to FINRA.
      • Mar 11, 2015: SR-FINRA-2014-050 - Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Amended, to Require a Member to Identify Transactions With a Non-Member Affiliate and to Change How FINRA Disseminates a Subset of Such Transactions
      • FIF Comment Letter on a Proposal to Disseminate Additional Securitized Products and to Reduce the Reporting Time Frame for These Products. See also: Regulatory Notice 15-04.
    • ATS Reporting
      • Update on FINRA Regulatory Notice 14-53 - FINRA TRACE ATS Reporting
    • Technical Changes
      • Mar 24, 2015: TRACE ABS Dissemination and Related Reporting and Data Feed Changes Testing 
  • MSRB Updates
    • Mar 30, 2015: SR-MSRB-2015-02 - Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service 
  • Treasury Updates
    • Mar 30, 2015: TMPG Meeting Minutes 
  • FIF Working Group Updates - Sign up for any FIF Working Group FIF Regulatory Initiatives Tracking Summary
    • Large Trader WG
      • FIF Large Trader (Rule 13h-1) Exemptive Relief Request
    • Cost Basis WG
      • Mar 13, 2015: Reporting for Premium; Basis Reporting by Securities Brokers and Basis Determination for Debt Instruments and Options
      • Mar 13, 2015: Reporting of Original Issue Discount on Tax-Exempt Obligations; Basis and Transfer Reporting by Securities Brokers for Debt Instruments and Options
      • Next Meeting Date: Thursday, May 7th, 2015 @ 11:00 AM EST
  • FIF Regulatory Initiatives Tracking Summary
  • FIF Monthly Reports
    • FIF Market Share Report
    • FIF Market Dynamics Report
    • Market Share Executive Summary
    • Market Dynamics Executive Summary