Committees
- Back Office
- Data & Technology
- Overview
- Member Resources
- Front Office
Home
Committees
Back Office
Representative Agendas
August 9, 2016 Back Office Committee - Meeting Agenda




August 9, 2016 Back Office Committee - Meeting Agenda
Meeting Details
- When: Tuesday, Aug 9, 2016 @ 11 AM ET
- Where: Please click here to join the meeting.
Meeting Agenda
- DTCC Updates
- DTC Updates
- Jul 28, 2016: B3812-16- Settlement Output for Matching Utility Transactions.
- Jul 21, 2016: B3805-16 - The rule change will add a DTC Rule that establishes a link between DTC and Euroclear Bank SA/NV (“EB”) for DTC Participants that are also EB participants to use Securities held at DTC for use in transfers on the books of EB in connection with EB’s collateral management services.
- Jul 21, 2016: SR-DTC-2016-003 - Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Pursuant to Which DTC Would Impose Deposit Chills and Global Locks and Provide Fair Procedures to Issuers.
- FICC Updates
- Jul 13, 2016: GOV160-16 - Resubmission of FICC Rule Filing 2016-003 - Description of the Blackout Period Exposure Charge that may be imposed on GSD's Repo Participants.
- NSCC Updates
- Jul 29, 2016: A8234- Universal Trade Capture Exchange Launch of IEX.
- Jul 21, 2016: A8232 - DTCC Limit Montoring Changes to Daily Output.
- DTC Updates
- T+2 Settlement
- FINRA Updates
-
- EBS
- Jul 14, 2016:Regulatory Notice 16-24 - FINRA and ISG modify certain electronic blue sheet data elements
- TRACE
- Jul 18, 2016: SR-FINRA-2016-027 - Proposed Rule Change Relating to the Reporting of U.S. Treasury Securities to the Trade Reporting and Compliance Engine.
- FIF will be holding a TRACE working group meeting to discuss our Draft comment letter on Tuesday, August 9, at 4:00 PM ET.
- Jul 18, 2016: SR-FINRA-2016-027 - Proposed Rule Change Relating to the Reporting of U.S. Treasury Securities to the Trade Reporting and Compliance Engine.
- EBS
- MSRB Updates
- August 1, 2016 - MSRB hold quarterly board meeting.
- Treasury Updates
- FIF Working Group Updates - Sign up for any FIF Working Group
- Rule 600/606 - Disclosure of Order Handling Information
- First Meeting will be held on Wednesday, August 10th @ 1:00 PM.
- LULD Amendments Working Group
- First meeting regarding proposed LULD B3805-16 to clarify the operation of the Regulation NMS Plan to Address Extrodinary Volitility will be held on Monday, August 8th @ 1:00 PM.
- Consolidated Audit Trail (CAT) WG
- July 18, 2016: FIF CAT Comment Letter
- CAT NMS Plan Website
- Tick Size Pilot WG
- Jul, 2016: Tick Size Pilot Exchange Tech Specs/Links
- June 30, 2016: Updates FAQs for Tick Size Pilot available here - New Version Includes Examples of Trade-At Block Size Exceptions
- FINRA Tick Size Pilot information available here
- All links to relevant documents and notices tracked by FIF are available at the FIF Tick Size Pilot Initiatives Page
- Market Data Technology
- Next Meeting Date: Wednesday, August 17th @ 10:30 AM ET
- Cost Basis WG
- Next Meeting Date: Thursday, September 1st @ 11 AM ET
- Rule 600/606 - Disclosure of Order Handling Information
- Retail Execution Quality Statistics
- FIF Regulatory Initiatives Tracking Summary
- FIF Monthly Reports
- FIF Market Share Report
- FIF Market Dynamics Report
- Market Share Executive Summary
- Market Dynamics Executive Summary
- Next Meeting Date: Tuesday, September 13, 2016 @ 11 AM ET