FIF Back Office

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Archive Documents

June 10, 2014 - Back Office Meeting Agenda

Meeting Agenda Including DTCC Updates, FINRA Updates, Options Updates, FIF Working Group Updates, FIF Regulatory Initiatives Tracking Summary Update, and FIF Monthly Reports

Posted Jun 10, 2014

May 13, 2014 - Back Office Meeting Agenda

Meeting Agenda Including DTCC Updates, FINRA Updates, Options Updates, FIF Working Group Updates, FIF Regulatory Initiatives Tracking Summary Update, and FIF Monthly Reports

Posted May 13, 2014

May 01, 2014 - FIF Omnibus Account WG Response to Additional SEC Questions

Posted May 01, 2014

April 08, 2014 - Back Office Meeting Agenda

Meeting Agenda Including TMPG Updates, CBOE Updates, DTCC Updates, FINRA Updates, SEC Updates, Options Updates, FIF Working Group Updates, and FIF Monthly Reports

Posted Apr 08, 2014

March 11, 2014 - FIF Discussion on MSRB Notice 2014-02

Posted Mar 11, 2014