FIF Back Office

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Archive Documents

December 10, 2013 - Back Office Meeting Agenda

Meeting Agenda including DTCC Updates, OATS Reporting, FINRA TRACE Reporting, FIF Working Group Updates, Additional Updates - Options, Additional Updates - Equities, and FIF Monthly Reports

Posted Dec 10, 2013

December 5, 2013 - FIF OATS WG Meeting Materials

Posted Dec 05, 2013

November 12, 2013 - Back Office Meeting Agenda

Meeting Agenda including DTCC Updates, OCC & Options Related, MSRB Updates, SEC Financial Responsibility Rules, LOPR Update, FIF Working Group Updates, and FIF Monthly Reports

Posted Nov 12, 2013

October 31, 2013 - Enhancing Risk Management: Important Upcoming Changes from NSCC

Posted Oct 31, 2013

October 18, 2013 - LOPR FAQ Analysis

Posted Oct 18, 2013