FIF Back Office

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Archive Documents

October 8, 2013 - Back Office Meeting Agenda

Meeting Agenda including DTCC Updates, Broker-Dealer Reporting/Form Custody, LOPR - As-of Trade Processing, OCC & Options Related, Money Market Reform, MSRB Updates, FINRA TRACE, FINRA Rule 2111 Suitability, FIF Working Group Updates, and FIF Monthly Reports

Posted Oct 08, 2013

September 10, 2013 - Back Office Meeting Agenda

Meeting Agenda including DTCC Updates, OCC & Options Related, Symbology, Money Market Reform, MSRB Updates, Dodd-Frank, FIF Working Group Updates, and FIF Monthly Reports

Posted Sep 10, 2013

May 23, 2013 - OCC Exercise Restriction Policy

Posted Sep 04, 2013

August 29, 2013 - FIF Money Market Reform Comment Letter Draft

Posted Aug 29, 2013

August 13, 2013 - Back Office Meeting Agenda

Meeting Agenda including DTCC Updates, OCC & Options Related, Money Market Reform, SEC Final Rules, MSRB Updates, TRACE Updates, FIF Working Group Updates, and FIF Monthly Reports

Posted Aug 28, 2013