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Archive Documents

April 2006 - DTCC RECAPS Rewrite Presentation

April update of DTCC RECAPS re-write

Posted Jul 25, 2011

March 14, 2006 - FIF Service Bureau Meeting Notes

Topics covered include: NASD OATS Phase 3, NSCC Notice A6208 - NSCC Modifies its Trade Submission Practices and Revises Its Clearing Fees, Nasdaq Symbology Changes, OCC Symbology Changes, Reg NMS and updates on issues being monitored.

Posted Jul 25, 2011

February 14, 2006 - Service Bureau Meeting Minutes

Topics discussed include Options Clearing Corp. Symbology, NASD/RTTM TRACE, Regulation NMS, NASD OATS Phase 3, DTCC Underwriting Reengineering Initiative, Issues to Monitor (NASD Rule 2231, SIA BCP Test)

Posted Jul 25, 2011

January 10, 2006 - Service Bureau Meeting Minutes

DTCC Underwriting Reengineering Initiative; NASD OATS Phase 3, NASD Regulatory Filing Application, NASD/RTTM TRACE, Regulation NMS, NASD Rule 2231, Nasdaq Exchange Filing, Service Bureau Participation in SIA BCP Test ? October 14, 2006

Posted Jul 25, 2011

January 10, 2006 - Service Bureau Meeting Materials

Presentation on DTCC's Underwriting Reengineering Initiative presented by Peter Inguanta, Director, Product Marketing and Development

Posted Jul 25, 2011