Mar 15, 2011 - FIF Front Office Meeting Agenda

Meeting Details
  • Date: Tuesday, March 15, 2011 @ 4 PM ET
Meeting Agenda

  • Short Sale Updates
    • FIF Front Office Market Statistics (see attached)
    • FIF Short Sale Portal
  • FINRA Rule 5131
    • FIF Comment Letter (see attached draft)
    • Nov 2010; Regulatory Notice 10-60 - SEC Approves New FINRA Rule to Address Abuses in the Allocation and Distribution of New Issues – Effective Date: May 27, 2011
  • FIF OATS WG
    • FIF OATS Expansion Portal
    • Next Meeting Date: Mar 15 @ 10:00 AM ET
  • FIF Market Access WG
    • Next Meeting Date: Wed, Mar 30 @ 3:00 PM ET
  • FIF/FPL Regulatory Reportin WG
    • Next Meeting Date: Mar 23 @ 3:00 PM ET
  • Flash Order Update
    • Feb 25, 2011; Direct Edge CPI Functionality to Cease
  • Rule 92/Manning
    • Feb 14, 2011; SR-FINRA-2009-090 – SEC Approval to Adopt FINRA Rule 5320 (Prohibition Against Trading Ahead of Customer Orders) in the Consolidated FINRA Rulebook
  • ISE Qualified Contingent Cross
    • Feb 24, 2011; SR-ISE-2010-73 – Order Granting Approval of a Proposed Rule Change to Modify Qualified Contingent Cross Order Rules
    • Aug 28, 2009; SR-ISE-2009-35 – Approval of Proposed Rule Change Relating to Qualified Contingent Cross Orders
  • SEC Updates
    • Feb 18, 2011; Recommendations Regarding Regulatory Responses to the Market Events of May 6, 2010
  • FIF Monthly Reports
    • Mar 2011 Initiatives Tracking Report
    • Executive Summary – FIF Market Share and Market Dynamics – Feb 2011
    • FIF Market Share Feb 2011 Report
    • FIF Market Dynamics Feb 2011 Report
  • FIF Event: Tue, Mar 22, 2011 - Navigating the Latency Roadmap - Meeting and reception hosted by Thomson Reuters
  • Next FIF Front Office Committee Meeting Date: Apr 19 @ 4:00 PM ET