Jan 17, 2012 - FIF Front Office Meeting Agenda

The agenda for the January FIF Front Office Committee meeting is as follows:

Meeting Details
  • When: Tuesday, Jan 17, 2012 @ 4 PM ET
  • Where: FIF, 5 Hanover Sq. FL. 2, New York, NY 10004
Meeting Agenda
  • NASDAQ Updates
    • Jan 11, 2012: ETU #3 - NASDAQ Announces Updates to Market Maker Quoting Protocol
    • Dec 23, 2011: ETU #19 - NASDAQ Announces Change to Market Maker Quoting Protocol
  • Large Trader Reporting
    • FIF Large Trader Portal
    • Jan 17, 2012: ERA #1 - NASDAQ OMX and ISG Enhance Electronic Blue Sheet Submissions
    • Dec 22, 2011: FIF Letter to the SEC and ISG on EBS Record Layout and Large Trader
    • Dec 21, 2011: RG11-165 – CBOE, CBSX and ISG Enhance Electronic Blue Sheet Submissions
    • Dec 13, 2011: Regulatory Notice 11-56 – FINRA and ISG Publish Enhanced EBS Record Layouts
    • Next FIF Large Trader Reporting WG Meeting – Jan 18 @ 2:30 PM ET
  • OATS Update
    • Jan 04, 2012: SR-NYSEARCA-2011-103 – Approval of Proposed Rule Change Extending the Implementation Date of the NYSE Arca Equities Rule 7400 Series, the Order Audit Trail System Rules, for Equity Trading Permit Holders that Are Not Financial Industry Regulatory Authority Members to March 31, 2012
    • OATS Elimination of Account Type Code ‘R’
    • FIF OATS for NMS Post-Implementation Survey Report
  • Limit Up-Limit Down
    • Nov 18, 2011: Extension of time for SEC Action – New Date: Feb 29, 2012
    • Nov 2, 2011: Exchange Response to Comments on LULD Plan
  • NYSE Updates
    • Jan 03, 2012: NYSE Response to Comment Letters on New Retail Order Program
    • Dec 19, 2011: SR-NYSEAmex-2011-84, SR-NYSE-2011-55 – Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Adopting New NYSE Rule 107C to Establish a Retail Liquidity Program on a Pilot Basis to Attract Additional Retail Order Flow to the Exchange for NYSE-listed Securities and New NYSE Amex Equities Rule 107C to Establish a Retail Liquidity Program on a Pilot Basis to Attract Additional Retail Order Flow to the Exchange for NYSE Amex Equities Traded Securities
    • Oct 25, 2011: NYSE and NYSE Amex Introduce New Retail Order Program
  • FINRA Updates
    • Dec 29, 2011: SR-FINRA-2011-074 – Extension of Pilot Period Regarding the Use of Multiple MPIDs on FINRA Facilities – Jan 25, 2013
  • Short Sale Updates
    • Jan 03, 2012: Equity Technical Update #2012-1 – NASDAQ Announces Testing Opportunity for Short Sale Reporting Changes via FIX, Effective January 30, 2012
    • Dec 06, 2011: Equity Technical Update #2011-17 – NASDAQ ACT Technology Modifications Delayed Until Jan 30, 2012
    • Nov 15, 2011: Direct Edge Update: Direct Edge Updates FIX Short Sale Order Marking Requirements – Effective Date: Feb 15, 2012
  • Market Volatility
    • Dec 28, 2011: SR-FINRA-2011-54, SR-NYSEAmex-2011-73, SR-BATS-2011-038, SR-BX-2011-068, SR-CHX-2011-30, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NYSE-2011-48, SR-NYSEArca-2011-68, SR-Phlx-2011-129, SR-CBOE-2011-087, SR-C2-2011-024 – Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
  • Options Penny Pilot Updates
    • Dec 15, 2011: SR-CBOE-2011-118, SR-NYSEAmex-2011-98, SR-BATS-2011-050, SR-BX-2011-083, SR-ISE-2011-83, SR-NASDAQ-2011-169, SR-NYSEArca-2011-93, SR-Phlx-2011-172, SR-C2-2011-40 – Penny Pilot Program Extension until Jun 30, 2012
  • Additional Updates
    • Jan 09, 2012: NOTICE: Decommissioning of ArcaDirect 3.2 API – July 30th, 2012
  • FIF Monthly Reports
    • Jan 2012 Initiatives Tracker
    • Jan 2012 Milestones Tracker
    • Executive Summary – FIF Market Share and Market Dynamics – Dec 2011
    • FIF Market Share Dec 2011 Report
    • FIF Market Dynamics Dec 2011 Report
  • Upcoming FIF Large Trader Event: Feb 28: FIF 2012 Quarterly Event in NY hosted by Thomson Reuters
  • Next Meeting Date: Feb 21 @ 4 PM ET