Feb 21, 2012 - FIF Front Office Meeting Agenda

The agenda for the February Front Office Committee meeting is included below.

Meeting Details
  • When: Tuesday, February 21, 2012 @ 4 PM ET

Meeting Agenda

  • Large Trader Reporting
    • Feb 28, 2012: FIF Large Trader Event in NY - hosted by Thomson Reuters
    • Feb 17, 2012: Updated Electronic Blue Sheets FAQs
    • Jan 26, 2012: SEC Staff Responses to FIF Questions on Large Trader Reporting
    • Jan 25, 2012: Modified FIF Large Trader/EBS Record Layout Comment Letter
    • FIF Large Trader Reporting WG Update
  • Consolidated Audit Trail
    • FIF Meetings with SEC Trading & Markets on Feb 29
  • OATS Update
    • Feb 17, 2012: FIF OATS for NMS Post-Implementation Survey Report
    • Feb 15, 2012: SEC Approves Proposed Rule Filing SR-FINRA-2011-063
    • Feb 17, 2012: Retirement of the Account Type Code "R" Delayed Until Jul 9, 2012
    • Feb 1, 2012: OATS Certificate Test Environment Changes – effective date: Feb 27, 2012
  • FINRA Updates 
    • Feb 08, 2012: 12-07 – FINRA Requests Comment on Proposed Amendments Relating to Reporting of OTC Trades Executed in a Mixed Capacity - Comments Due: Mar 26, 2012
  • Market Volatility
    • Limit Up Limit Down
      • Nov 18, 2011: Extension of time for SEC Action – New Date: Feb 29, 2012
    • Jan 11, 2012: Extension of Single Stock Circuit Breaker Pilot Until Jul 31, 2012
      • SR-NYSEAmex-2011-105, SR-BATS-2012-001, SR-BX-2012-003, SR-CHX-2012-03, SR-FINRA-2012-006, SR-ISE-2012-05, SR-NASDAQ-2012-010, SR-NSX-2012-01, SR-NYSE-2011-68, SR-NYSEArca-2011-99, SR-Phlx-2012-07, SR-CBOE-2012-001
    • Jan 11, 2012: Extension of Clearly Erroneous Executions Until Jul 31, 2012
      • SR-NYSEAmex-2011-106, SR-BATS-2012-002, SR-BX-2012-004, SR-CHX-2012-04, SR-FINRA-2012-005, SR-ISE-2012-04, SR-NASDAQ-2012-011, SR-NSX-2012-02, SR-NYSE-2011-69, SR-NYSEArca-2011-100, SR-Phlx-2012-08, SR-CBOE-2012-002
  • NYSE Retail Order Program Updates
    • Feb 07, 2012: SR-NYSE-2011-55 – Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes, as Modified by Amendments No. 1, Adopting NYSE Rule 107C to Establish a Retail Liquidity Program for NYSE-Listed Securities
    • Jan 26, 2012: NYSE and NYSE Amex Retail Liquidity Program -- Update o Jan 18, 2012: New CQS Retail Interest Indicator o Jan 03, 2012: NYSE Response to Comment Letters on New Retail Order Program
    • Oct 25, 2011: NYSE and NYSE Amex Introduce New Retail Order Program 
  • Additional Exchange Updates
    • Feb 14, 2012: Direct Edge Extension of Short Sale Order Marking Requirements – Effective Date: Mar 15, 2012
    • Feb 06, 2012: NYSE Changes to format and content for Crossing Session 2 
  • FIF Monthly Reports
    • Feb 2012 Initiatives Tracker – Sign up for Initiatives Tracking Report Alerts
    • Feb 2012 Milestones Tracker
  • Executive Summary – FIF Market Share and Market Dynamics – Jan 2012
    • FIF Market Share Jan 2012 Report – Sign up for Market Share Report Alerts
    • FIF Market Dynamics Jan 2012 Report – Sign up for Market Dynamics Report Alerts
  • Next Meeting Date: Mar 20 @ 4 PM ET