August 21, 2012 - Front Office Meeting Agenda

Meeting Agenda

  • DTCC Updates (Mark Vercruysse, Janet Wynn, DTCC)
    • Obligation Warehouse
      • Jul 19, 2012: BATS-Z Exchange Testing And Implementation Of Universal Trade Capture FIX-Format Messages
      • Jul 03, 2012: Universal Trade Capture Exchange Testing And Implementation
    • NSCC
      • Jul 12, 2012: OTC Comparison Service For Equities - Decommissioning
    • FICC
      • Jul 03, 2012: Upcoming Changes to GCF Processes
    • Upcomming Initiatives
      • DTCC Proposal on Shortening Settlement Cycle – study in progress
      • Negative Yield Treasuries Bills
      • Feb 29, 2012: ISO 20022 Message Specifications for Announcements - Standards Release 2011 (Updated February 29,2012) – Production Deployment: Nov 2012
      • Feb 2012: Product Migration Guide for Adoption of ISO 20022 Messaging
  • Consolidated Audit Trail
    • Jul 20, 2012: FIF Rule 613 Consolidated Audit Trail Plan Summary
    • Jul 18, 2012: Consolidated Audit Trail – Final Rule
  • Working Group Updates
    • FIF Cost Basis WG Update
      • Next Meeting Date: Aug 17 @ 11:00 - 12:30 PM ET
      • Aug 09, 2012: Revised rules in Asset Sequence Number field
      • Jul 30, 2012: CBRS User Guide Updated
    • FIF FATCA WG Update
    • FIF "Reg E" Remittance Transfers WG Update (Roger Burchard, UBS)
    • FIF Large Trader Reporting WG Update
      • Jul 18, 2012: Regulatory Notice 12-36 – FINRA and ISG Delay Effective Date for Enhanced Electronic Blue Sheet Submissions
  • Legal Entity Identifier
    • Jul 27, 2012: DTCC-SWIFT Update on CICI Utility Portal Launch
    • Jul 24, 2012: CFTC Announces Designation of DTCC-SWIFT as the Provider of CFTC Interim Compliant Identifiers
    • DTCC Legal Entity Identifier (LEI) Program Webpage
  • FINRA TRACE
    • Jul 24, 2012: Reminder: TRACE Data Changes
    • Jul 12, 2012: SR-FINRA-2012-034 - Approval of Proposed Rule Change to Amend TRACE Reporting Rules Relating to Transfers of TRACE-Eligible Securities to Create or Redeem Instruments such as ETF's
    • Jul 10, 2012: Changes to Sub Product Asset Codes for TRAQS API and Secure Website
  • OCC Updates
    • July 02, 2012: OCC Memo# 31003 - Reminder - Trade Identifier On CMTA Transfer - DDS And Encore Changes
  • Additional Updates
    • Aug 07, 2012: GEMS “Stepout Service” Access
    • Jul 12, 2012: OCS “Step-Out-Service” migration to GEMS
  • Next Meeting Date: Sep 11 @ 11 AM ET