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March 26, 2013: Front Office Meeting Agenda

Meeting Agenda

Mar 08, 2013: Proposed Regulation Systems Compliance and Integrity – Comments Due: May 24, 2013
Mar 07, 2013: SEC Proposes Rules to Improve Systems Compliance and Integrity

FIF Meeting on Apr 3 @ 11 AM ET
Dec 03, 2012: Regulatory Notice 12-52 – SEC Approves Consolidated Front Running Rule – Effective Date: Jun 1, 2013

Updated Specifications for Reporting OTC Equity Trades to New FINRA OTC Reporting Facility (ORF) Platform (1/28/13)

Reporting OTC Equity Trades to New FINRA OTC Reporting Facility– Launch Date: August 2013

Mar 19, 2013: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Require Members to Report OTC Equity Transactions As Soon As Practicable, But No Later Than 10 Seconds, Following Execution
Mar 6, 2013: FIF Comment Letter on 10 Second Trade Reporting - View Additional Letters
Feb 06, 2013: Notice of Filing of Proposed Rule Change to Require Members to Report OTC Equity Transactions As Soon As Practicable, But No Later Than 10 Seconds, Following Execution

Jan 28, 2013: Information Memo 13-2 – Account Type Indicator Phase-In Extended to April 1, 2013
Jan 24, 2013: FIF Front Office Committee Questions on NYSE Account Type Indicators

Mar 01, 2013: 34-69012 – Topaz Exchange Application for Registration as a National Securities Exchange

Feb 28, 2013: Requirements to Notify IIROC under the Electronic Trading Rule Amendments - FAQs
23-103 - Electronic Trading and Direct Electronic Access to Marketplaces
Feb 21, 2013: Guidance on Market-wide Circuit Breakers