Alternative Trading System (ATS) - Overview

The ATS Working Group will provide notice and status of upcoming rule proposals and rule changes impacting ATSs (including ATS-specific regulation and non-targeted regulations that may impact ATSs in a unique way); submit comments and facilitate discussion with regulators; foster open discussion among ATS operators on implementation issues related to current and future requirements;  share experiences and best practice regarding non-proprietary topics.

Composition of Committee –

  • Operators of ATSs, ECNs, dark or lit pools.
  • All that join the Committee meetings must be active participants.