Consolidated Audit Trail

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Archive Documents

March 20, 2014 - FIF CAT WG Meeting Notes with SEC

Posted Mar 20, 2014

March 14, 2014 - CAT Meeting Materials

Posted Mar 14, 2014

February 21, 2014 - Draft Outline for FIF CAT Status Update with SEC

Posted Feb 21, 2014

February 21, 2014 - CAT Meeting Materials

Posted Feb 21, 2014

February 11, 2014: FIF CAT WG: Preliminary Large Trader Rule (Rule 13h-1) - CAT (Rule 613) Gap Analysis

Posted Feb 11, 2014