Large Trader Reporting - Overview

FIF has been active in addressing implementation issues with Rule 13h-1 and Form 13H under Section 13(h) designed to assist the SEC in both identifying, and obtaining trading information on, market participants that conduct a substantial amount of trading activity, as measured by volume or market value, in the U.S. securities markets.

This group also addresses changes to the EBS Record Layout made by ISG.


See Current Documents and Relevant Links for the latest information.