Mark Up Mark Down

 On November 17, 2016, The SEC approved FINRA Rule 2232 and MSRB Rule(s) G-15 and G-30, which require members to disclose additional pricing information on retail customer confirmations related to transactions in fixed income securities.  FIF will be holding Ad Hoc working group meetings leading up to the May 17, 2018 implementation date, including detailed discussions regarding calculations of the prevailing market price pursuant to the rules' requirements.  For additional information, please contact fif@fifinfo.com