Market Stability/Reg SCI - Overview

FIF is working in conjunction with SIFMA to address the industry requirements for compliance with the SEC mandated Regulation Systems Compliance and Integrity (Reg SCI) rules, including any respective systemic and testing considerations that affect our members.  FIF is available to assist at any level, especially to those members in the vendor and service bureau areas of business who may be directly or indirectly affected.

FIF is also reviewing potential overlap and impact of Reg SCI testing requirements with the efforts of our members to address their respective Business Continuity Planning (BCP) initiatives and will similarly provide assistance as needed.

For further information regarding SIFMA and Reg SCI, please see:

http://www.sifma.org/issues/capital-markets/equity-markets/reg-sci/overview

 

Please see FIF Initiative Tracking for a full list of initiatives that this committee follows and the representative meeting agendas below. Please note current meeting materials are available to members only.