Regulation NMS

Comment Letters

March 30, 2007 - SIFMA/FIF Feedback on NASD Self-Help Modifier

Feedback provided to NASD regarding implementation isssues with the Self-Help Modifier

Posted Jul 25, 2011

February 7, 2007 - FIF Comment Letter on NASD Self-Help Modifier

Comment discussing implementation issues with the self-help modifier.

Posted Jul 25, 2011