Regulation NMS

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Meeting Materials

September 19, 2007 - Implementation Tracking v16.0

Final version of Reg NMS Implementation Tracking document providing details on remaining open issues and reviewing self-help statistics and trade reporting statistics related to trades flagged as ISO and derivatively priced. Analysis of share volume and

Posted Jul 25, 2011

August 16, 2007 - Implementation Tracking v15.0

August meeting materials focused on Pilot Stock Phase.

Posted Jul 25, 2011

July 25, 2007 - Implementation Tracking v14.0

July meeting materials focused on Pilot Stock Phase.

Posted Jul 25, 2011

June 29, 2007 - Implementation Tracking v13.1

June meeting materials focused on open NASD Pilot Stock Phase issues.

Posted Jul 25, 2011

June 29, 2007 - Reg NMS Pilot Stock List Spreadsheet *Revised*

List of securities included in Reg NMS Pilot Phase.

Posted Jul 25, 2011