Short Sale Implementation

Comment Letters

June 23, 2011 - FIF Comment Letter to the SEC on Short Sale Reporting Study Required by DoddFrank

FIF Comment Letter to the SEC regarding real-time position reporting and transaction reporting on Short Sale Reporting Study required by Dodd-Frank Act Section 417(a)(2)

Posted Jul 25, 2011

July 26, 2010 - FIF Comment Letter to the SEC on Short Sale Exemptive Relief

FIF Letter to the SEC requesting exemptive relief for the facilitation of Customer or Dealer Sell Short Order as Riskless Principal when Firm's position is Net Long

Posted Jul 25, 2011

September 23, 2009 - FIF Comment Letter II to the SEC on Short Sale

FIF Letter to the SEC offering feedback on proposed Short Sale Amendments

Posted Jul 25, 2011

June 19, 2009 - FIF Letter to the SEC on Short Sale

FIF Letter to the SEC commenting on proposed Short Sale Amendments

Posted Aug 05, 2011