Short Sale Implementation

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Current Documents

SEC, Listing Exchanges and FINRA Answers to FIF Member Questions

Additional SEC, Listing Markets and FINRA feedback on FIF Member Questions on Short Sale Implementation

Posted Jul 25, 2011

SEC Email Response to Short Sale Exemption Request

Email outlining SEC's position on FIF's request for Short Sale Exemption

Posted Jul 25, 2011

SEC and FINRA Answers to FIF Member Questions

SEC and FINRA feedback on FIF Member Questions on Short Sale Implementation

Posted Jul 25, 2011

Excerpt - Text of Amendments to Regulation SHO

Document containing text of amendments to Regulation SHO

Posted Jul 25, 2011

SEC Amendments to Regulation SHO

Complete text of SEC Amendments

Posted Jul 25, 2011