Shortsale Implementation - Relevant Links

The FIF Front Office Committee tracks Short Sale Circuit Breaker implementation at the industry level. The following links point to websites and documents and are updated periodically and maintained on a best efforts basis. Please check the source websites (SEC, Exchange, etc.) for the most current information. Email updates for this page to fifinfo@fif.com. Links added since the last update are highlighted as *NEW*

Short Sale Monitoring

FIF

SEC

Industry Testing

Exchanges/SIP

Regulatory Reporting

FINRA OATS/Trade Reporting

NASDAQ ACT

Listing Markets / Exchanges

BATS

CBSX

Chicago Stock Exchange

Direct Edge

NASDAQ OMX (NASDAQ, NASDAQ OMX BX, and NASDAQ OMX PSX)

National Stock Exchange

NYSE (NYSE, NYSE Amex and NYSE Arca)

SIPs

CTA