FIF will be holding a Quarterly Event on Thursday, June 27, 2019 at OTC Markets (300 Vesey Street, 12th Floor, New York, NY). Please join FIF and our panel of industry experts as we discuss the current status and implementation challenges of SEC Rule 606. Panelists will provide insight and best-practice recommendations on strategies that your firm should consider during the implementation phase of the Amended Rule . Please register here.
Event Details
Date | Thursday, June 27, 2019 | ||
4:15 - 5:00 PM: Registration 5:00 - 5:10 PM: Opening Remarks - Cromwell Coulson, President & CEO, OTC Markets 5:10 - 5:15 PM: FIF Update - Christopher Bok, Director, FIF 5:15 - 6:15 PM: Panel Discussion: SEC Rule 606 6:15 - 8:00 PM: Refreshments and Networking |
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Agenda | |||
Panel Discussion - Moderated by Tom Jordan, FIF Advisory Chair | |||
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Networking Session and Refreshments to follow | |||
Dial-in | Not available. This event is in-person only. | ||
Event Fees |
Non-FIF Members: By Invite Only |
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Register here or Email | |||
Location |
OTC Markets, 300 Vesey Street, 12th Floor, New York, NY |
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Sponsor | ![]() |
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