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Back Office - Comment Letters

FIF Comment Letter providing feedback on MSRB rules and interpretive guidance raised as part of the MSRB Request for Comment in Notice 2012-63

POSTED Feb 21, 2013

FIF letter to the SEC regarding implementation considerations with respect to the trading of Mini-Options contracts

POSTED May 01, 2012

FIF Letter to the SEC regarding the expansion of OATS to all NMS Securities

POSTED Sep 17, 2010

FIF Letter to FINRA regarding FINRA Regulatory Notice 09-53, Increased Margin Requirements for Leveraged ETFs and Associated Uncovered Options

POSTED Nov 06, 2009
FIF letter to ISG on LOPR addressing the implementing issues of dual submission
POSTED Aug 05, 2009
FIF Letter to the SEC regarding FINRA TRACE Expansion
POSTED May 10, 2009
 
 

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