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Back Office - Comment Letters

FIF Letter to the SEC regarding NASD’s proposed Rule 2231 to add additional information to non-institutional customer confirmations for trades in TRACE-eligible securities.
POSTED Dec 02, 2007
FIF input on impact of away market indicators on complying with NYSE Rule 409(f)
POSTED Mar 24, 2007
FIF Letter to the NASD regarding proposed rules to enhance confirmation disclosure in Corporate Debt Securities.
POSTED Apr 26, 2005
 
 

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