SEC Reg Best Interest - Overview

This working group will focus on industry best practices and information sharing with respect to meeting the provisions outlined in the Rule.  As part of this working group, FIF will address identified potential implementation issues, especially those that may impact industry member books and recordkeeping requirements.  If you would like to join this working group, please update your profile here.

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Interested in joining us?

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Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm