Regulatory Reporting Solutions

Broadridge is the leading provider of investor communications, technology-driven solutions, and data and analytics to the financial services industry.

BXS

BXS provides the most comprehensive post-trade execution quality tools available. We assist firms not only in complying with their regulatory obligations, but help firms compete through advanced data mining techniques.

In an investment world increasingly occupied by passive, beta-centric investing, Cowen focuses on delivering value-added capabilities to those clients who seek to outperform their peer groups.

FIS

FIS provides financial software, world-class services and global business solutions. Let us help you compete and win in today's chaotic marketplace.

GainsKeeper arms investors with accurate cost basis, gain/loss information, and trade decision tools that maximize after-tax returns - powering investors to better results.

We unify your operations from front to back and simplify them across asset classes. Our workflow automates the complete trade lifecycle and delivers actionable insights, whenever and wherever you need them. Our solutions provide critical information in ...

n-Tier a leading software developer provides clients with the building blocks needed to transform how they manage both their data and content. Using these configurable building blocks n-Tier enables clients to implement custom tailored—streamlined solutio ...

The Options Price Reporting Authority (OPRA) disseminates consolidated last sale and quotation information originating from the national securities exchanges that have been approved by the Securities and Exchange Commission to provide markets for the list ...

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Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm