Initiative Tracking - Overview

FIF provides members with the FIF Initiative Summary Table with updates on the following initiatives.

EntityInitiativeFIF Coverage
DTCC Multiple initiatives across FSCC, NSCC, DTC Back Office Committee

Exchanges

CBOE Options Tied to Stock Front Office Committee

Exchanges

Extended Trading Hours

Front Office Committee / 

Back Office Committee

Exchanges /

SIPs

Market Data Capacity Market Data Capacity WG
FINRA ATS Transparency Front Office Committee
FINRA CARDS

Front Office Committee / 

Back Office Committee

FINRA Hybrid Securities

Front Office Committee / 

Back Office Committee

FINRA OATS OATS WG
FINRA ORF Migration ORF Migration WG
FINRA FINRA Rule 4210 - MBS Margining Back Office Committee
FINRA FINRA Rules 4314, 4330, and 4340 Back Office Committee
FINRA FINRA Rule 6433 Front Office Committee
FINRA Self-Trading (SR-FINRA-2013-036) Front Office Committee
FINRA TRACE Back Office Committee
FINRA Trade Reporting

Front Office Committee / 

Back Office Committee

IRS Cost Basis Cost Basis WG
IRS Foreign Account Tax Compliance Act (FATCA) FATCA WG
ISG Electronic Blue Sheets (EBS) Large Trader / EBS WG 
SEC Broker-Dealer Reporting

Back Office Committee

SEC  Financial Responsibility Rules

Front Office Committee / 

Back Office Committee

SEC  Large Trader Reporting Large Trader WG
SEC Lost Securityholders and Unresponsive Payees Back Office Committee
SEC / SROs Consolidated Audit Trail CAT WG
SEC / SROs Cybersecurity

Front Office Committee / 

Back Office Committee

SEC / SROs  Regulation SCI / Market Stability Market Stability WG
SROs Clearly Erroneous Trades

Front Office Committee / 

Back Office Committee

SROs Common Suffix Symbology Symbology WG
SROs Limit Up-Limit Down Limit Up-Limit Down
SROs Market Share / Market Dynamics Analysis

Market Share / Market

Dynamics