FIF Quarterly Event - The Consolidated Audit Trail: Current Status, Challenges and Opportunities  - Kindly Sponsored by Fidessa

FIF will be holding a Quarterly Event on Thursday, September 13, 2018 at Fidessa (70 Hudson Street, Jersey City, NJ).  Please join FIF and our panel of industry experts as we discuss the implications of the CAT implementation plan and milestones, and provide insight on what you should be doing now to support the CAT implementation effort at your firm. Please register below.

Event Details 

Date   Thursday, September 13, 2018  

4:15 - 5:00 PM: Registration

5:00 - 5:05 PM: Opening Remarks - Mark Ames,  CEO, Fidessa

5:05 - 5:15 PM: FIF Update - Christopher Bok, Program Manager, FIF

5:15 - 5:30 PM: Featured Speaker - Cindy Retterer,  Vice President, NASDAQ

5:30 - 6:30 PM: Panel Discussion: Consolidated Audit Trail: Current Status, Challenges and Opportunities

6:30 - 8:00 PM: Refreshments and Networking

    Featured SpeakerCindy Retterer,  VP, NASDAQ; CAT SRO Leadership Team Lead
    Panel Discussion - Moderated by Tom Jordan, FIF Advisory Chair  
    Shelly Bohlin, Vice President, FINRA; CAT SRO Leadership Team Member
    Todd Golub, Head of Product Management, ThesysCAT, LLC  
    Jess Haberman, Director of Compliance, Fidessa; CAT Advisory Committee Member
    Manisha Kimmel, Chief Regulatory Officer, Thomson Reuters Financial & Risk; CAT Advisory Committee Chair
    Judy McDonald, Head of Compliance Technology, SIG; Industry Member Tech Spec     Working_Group Co-Chair  
    Networking Session and Refreshments to follow  
Dial-in   Not available. This event is in-person only.  

Event Fees


FIF Members: FREE  

Non-FIF Members: By invite only

    Register Below or Email  

Fidessa, 70 Hudson Street, 5th Floor, Jersey City, NJ 07302

Sponsor    fidessa.png  

Cut off date 09-09-2018
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