FIF Market Structure Event: Ready or Not, Here They Come...
Thursday, October 20, 2011

Hosted by: FTEN Logo NDQ 2011
4 Times Square, New York, NY, 10036

The onslaught of regulation is impacting all aspects of our business. Join us on October 20 as we bring together industry leaders to discuss the objectives and implementation issues surrounding Large Trader Reporting, Limit Up-Limit Down and Consolidated Audit Trail. We would like to thank FTEN, A NASDAQ OMX Company for sponsoring our 2011 quarterly event on Market Structure on Thursday, October 20. Topics of discussion include:

  • Identifying, reporting and tracking Large Traders
  • Complexities surrounding the Limit Up-Limit Down plan
  • Recent comments on implementing the Consolidated Audit Trail plan

Agenda:

  • Welcome - FTEN, A NASDAQ OMX Company
  • FIF 2011 Quarterly Update - Manisha Kimmel, Executive Director, Financial Information Forum
  • Panel Discussion moderated by Tom Jordan, FIF Advisory Committee Chair, President, Jordan & Jordan
    • Rupert Fennelly, Managing Director, Institutional Equity Division, Morgan Stanley
    • Bruce Garland, Head of Operations, Bloomberg Tradebook LLC
    • Jerry O'Connell, Chief Compliance Officer, Susquehanna International Group
  • Meeting Conclusion / Adjournment - Leo McBlain, Chairman, Financial Information Forum

Event Details:

  • Event Date:Thursday, October 20, 2011
    • 4:00 - 4:30 PM ET: Registration (Please allow at least 20 minutes to check-in)
    • 4:30 - 6:00 PM ET: Meeting
    • 6:00 - 8:00 PM ET: Networking Reception
  • Location: 4 Times Square, New York, NY, 10036
  • Call-in: Not available. (This event is in-person only)
  • Fee:
    • FIF Members / FIF Guest: FREE
    • Non FIF Members: $200 (Note: This event is not open to members of the media or consulting firms)


Cut off date 10-19-2011
We are no longer accepting new registrations for this event