FIF Year-End Event - Non-Discretionary Regulatory Initiatives of 2019: How Should My Firm Prepare?  - Kindly Sponsored by Bloomberg
 

FIF will be holding a Year-End Event on Wednesday, December 19, 2018 at Bloomberg (731 Lexington Ave., New York, NY).  Please join FIF and our panel of industry experts as we discuss upcoming non-discretionary regulatory and technology-driven initiatives.  Panelists will provide insight and recommendations on strategies that your firm should consider when planning for the significant rule implementations scheduled for 2019.  Panelists will discuss major initiatives impacting Equities (i.e. CAT, SEC Rule 606, Reg ATS-N), Fixed Income (i.e. TRACE, FINRA Rule 4210), and the Back Office (i.e DTCC Settlement Optimization Initiative). Please register below.

Event Details 

Date   Wednesday, December 19, 2018  
   

4:15 - 5:00 PM: Registration

5:00 - 5:05 PM: Opening Remarks - Bloomberg

5:05 - 5:15 PM: FIF Update - Christopher Bok, Program Manager, FIF

5:15 - 6:15 PM: Panel Discussion: Regulatory Initiatives of 2019

6:30 - 8:00 PM: Refreshments and Networking

 
Agenda    
    Panel Discussion - Moderated by Tom Jordan, FIF Advisory Chair  
    Mike Tirello, Global Head of SSEOMS Product Compliance, Bloomberg  
    Susan Crozier, Director, Product Management & Regulatory Affairs, FIS  
    Ron Veith, Executive Director, JPMorgan  
    Jim Dolan, CCO, Luminex  
    John Ramsay, Chief Market Policy Officer, IEX  
       
    Networking Session and Refreshments to follow  
Dial-in   Not available. This event is in-person only.  

Event Fees

 

FIF Members: FREE  

Non-FIF Members: By Invite Only

 
    Register Below or Email  
Location  

Bloomberg, 731 Lexington Ave., New York, NY

 
Sponsor    bloomberg_416x416.jpg  



Cut off date 12-17-2018
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